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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
MTIC
151
Missouri Trust & Investment Company
Missouri
$5.12M +$203K +9,234 +4%
VA
152
Valmark Advisers
Ohio
$5.08M +$36.6K +1,668 +0.7%
FF
153
Friedenthal Financial
New Jersey
$5.06M +$24.2K +1,104 +0.5%
SS
154
Sunbelt Securities
Texas
$5.03M +$561K +25,584 +12%
Rockefeller Capital Management
155
Rockefeller Capital Management
New York
$4.93M -$251K -11,450 -5%
BWM
156
BCS Wealth Management
Tennessee
$4.87M +$5.16M +234,978 New
SWM
157
Sculati Wealth Management
Michigan
$4.86M +$81.5K +3,714 +2%
NRI
158
NFP Retirement Inc
California
$4.84M -$846K -38,540 -14%
GCP
159
Gill Capital Partners
Colorado
$4.77M +$34.2K +1,558 +0.7%
LA
160
LVW Advisors
New York
$4.63M +$197K +9,000 +4%
GSIS
161
Global Strategic Investment Solutions
Arizona
$4.55M -$147K -6,688 -3%
PS
162
Planned Solutions
California
$4.51M +$218K +9,930 +5%
TYCC
163
Texas Yale Capital Corp
Florida
$4.46M -$373K -17,008 -7%
BBPWM
164
Blue Bell Private Wealth Management
Pennsylvania
$4.44M -$88.8K -4,048 -2%
C
165
CEDRUS
Colorado
$4.39M +$539K +24,548 +13%
KCPG
166
Kavar Capital Partners Group
Kansas
$4.39M +$29.9K +1,364 +0.6%
ULWM
167
Upper Left Wealth Management
Florida
$4.35M +$2.28M +104,096 +98%
EGWAG
168
Elwood & Goetz Wealth Advisory Group
Georgia
$4.31M +$887K +40,404 +24%
FPCP
169
Fort Point Capital Partners
California
$4.29M +$2.22M +101,134 +95%
ATWA
170
Arbor Trust Wealth Advisors
Michigan
$4.29M +$102K +4,636 +2%
MWM
171
Modera Wealth Management
New Jersey
$4.29M -$163K -7,414 -3%
SWA
172
Sutton Wealth Advisors
Florida
$4.26M -$143K -6,522 -3%
JP Morgan Chase
173
JP Morgan Chase
New York
$4.15M +$470K +21,396 +12%
Koshinski Asset Management
174
Koshinski Asset Management
Illinois
$4.14M -$245K -11,168 -5%
WA
175
WBH Advisory
Maryland
$4.07M +$162K +7,386 +4%

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.