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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
CAN
151
Cetera Advisor Networks
California
$5.56M +$432K +17,020 +8%
VFIC
152
Valley Forge Investment Consultants
Pennsylvania
$5.54M +$809K +31,876 +17%
BIA
153
Bell Investment Advisors
California
$5.48M +$5.56M +219,124 New
CFA
154
Cahill Financial Advisors
Minnesota
$5.41M -$518K -20,392 -9%
SWM
155
Southern Wealth Management
Texas
$5.41M +$42.3K +1,664 +0.8%
SWM
156
Sculati Wealth Management
Michigan
$5.41M -$40.6K -1,600 -0.7%
AFP
157
Ausdal Financial Partners
Iowa
$5.2M +$265K +10,444 +5%
VA
158
Valmark Advisers
Ohio
$5.15M +$356K +14,012 +7%
HFS
159
Horizon Financial Services
North Carolina
$5.11M +$1.98M +77,908 +62%
WTC
160
WhitTier Trust Company
Nevada
$5.09M +$43.2K +1,700 +0.8%
BAMG
161
Brand Asset Management Group
Missouri
$5.08M +$448K +17,648 +10%
BWM
162
BCS Wealth Management
Tennessee
$5.06M +$137K +5,384 +3%
SBL
163
Sargent Bickham Lagudis
Colorado
$5.05M -$3.2M -125,956 -38%
FF
164
Friedenthal Financial
New Jersey
$5.04M +$58.9K +2,320 +1%
YIA
165
YHB Investment Advisors
Connecticut
$5M +$302K +11,900 +6%
CWA
166
Carolina Wealth Advisors
South Carolina
$5M +$51.5K +2,028 +1%
SFA
167
Sequoia Financial Advisors
Ohio
$4.93M -$8.53M -335,900 -63%
PWA
168
Physician Wealth Advisors
Utah
$4.93M +$282K +11,092 +6%
SS
169
Sunbelt Securities
Texas
$4.84M
GCP
170
Gill Capital Partners
Colorado
$4.77M +$97.3K +3,832 +2%
BA
171
Ballast Advisors
Minnesota
$4.72M +$128K +5,040 +3%
SHA
172
Seneca House Advisors
Virginia
$4.71M +$315K +12,420 +7%
PP
173
PrairieView Partners
Minnesota
$4.64M -$50.3K -1,980 -1%
ATWA
174
Arbor Trust Wealth Advisors
Michigan
$4.62M +$89.3K +3,516 +2%
C1AG
175
Client 1st Advisory Group
Florida
$4.6M +$127K +5,000 +3%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.