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Schwab U.S Small- Cap ETF

217 hedge funds and large institutions have $661M invested in Schwab U.S Small- Cap ETF in 2015 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 112 increasing their positions, 61 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

466% more call options, than puts

Call options by funds: $1.64M | Put options by funds: $290K

84% more repeat investments, than reductions

Existing positions increased: 112 | Existing positions reduced: 61

25% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 16

4% more funds holding in top 10

Funds holding in top 10: 2425 (+1)

3.49% more ownership

Funds ownership: 90.64%94.13% (+3.5%)

2% more funds holding

Funds holding: 213217 (+4)

2% less capital invested

Capital invested by funds: $672M → $661M (-$10.7M)

Holders
217
Holders Change
+4
Holders Change %
+1.88%
% of All Funds
6.06%
Holding in Top 10
25
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4.17%
% of All Funds
0.7%
New
20
Increased
112
Reduced
61
Closed
16
Calls
$1.64M
Puts
$290K
Net Calls
+$1.35M
Net Calls Change
+$736K
Name Holding Trade Value Shares
Change
Change in
Stake
BHTS
151
Bar Harbor Trust Services
Maine
$254K +$17.3K +1,260 +7%
B
152
Bailard
California
$249K -$76.7K -5,572 -22%
CAN
153
Cetera Advisor Networks
California
$249K +$272K +19,736 New
SG
154
Somerset Group
Minnesota
$248K -$3.03K -220 -1%
GC
155
Garde Capital
Washington
$242K +$262K +19,040 New
HB
156
Homrich & Berg
Georgia
$241K +$34.6K +2,512 +15%
PWM
157
Perigon Wealth Management
California
$237K -$74.4K -5,404 -22%
OC
158
Oarsman Capital
Wisconsin
$236K +$44.8K +3,252 +21%
WA
159
Wealth Architects
California
$226K +$9.97K +724 +4%
HFS
160
HL Financial Services
Kentucky
$225K
SIC
161
Sigma Investment Counselors
Michigan
$224K +$21K +1,524 +9%
Bank of New York Mellon
162
Bank of New York Mellon
New York
$223K +$3.74K +272 +2%
RPA
163
Rock Point Advisors
Vermont
$216K -$826 -60 -0.4%
AA
164
Apriem Advisors
California
$215K -$3.89M -282,576 -94%
GWCM
165
Godshalk Welsh Capital Management
Pennsylvania
$211K
BAM
166
Barrett Asset Management
New York
$203K
TWA
167
TCI Wealth Advisors
Arizona
$153K -$4.57K -332 -3%
AWS
168
Aris Wealth Services
Pennsylvania
$152K -$77.1K -5,604 -32%
TIM
169
Tortoise Investment Management
New York
$147K
Fifth Third Bancorp
170
Fifth Third Bancorp
Ohio
$145K
MA
171
MCF Advisors
Kentucky
$144K +$47.7K +3,464 +44%
APSP
172
Asset Planning Services (Pennsylvania)
Pennsylvania
$131K +$551 +40 +0.4%
PNC Financial Services Group
173
PNC Financial Services Group
Pennsylvania
$117K -$144K -10,472 -53%
LWM
174
LBA Wealth Management
Florida
$105K -$22.1K -1,608 -16%
Creative Planning
175
Creative Planning
Kansas
$102K +$110K +7,996 New

SCHA Hedge Fund Activity: Q3 2015 in Review

217 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2015, worth a combined $661M — down 1.6% from $672M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SCHA positions and 16 closed out — a net gain of 4 holders — while 112 added to existing stakes and 61 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $26.2M. The largest seller was United Capital Financial Advisors, cutting an estimated $6.1M.

  • 217 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2015, up from 213 in Q2 2015.
  • Funds reported $661M of Schwab U.S Small- Cap ETF stock for Q3 2015, down 1.6% quarter-over-quarter.
  • 20 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2015 and 16 closed out, a net change of +4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2015 was Charles Schwab Investment Advisory, an estimated $26.2M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2015 was United Capital Financial Advisors, an estimated $6.1M sold.

Based on aggregated 13F filings for Q3 2015.