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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
GC
126
Garde Capital
Washington
$6.23M -$98.7K -4,496 -1%
HWM
127
HB Wealth Management
Georgia
$6.18M +$58.5K +2,668 +0.9%
ADL
128
Asset Dedication LLC
California
$6.05M -$45K -2,050 -0.7%
CPIG
129
Chicago Partners Investment Group
Illinois
$6.04M +$680K +30,982 +11%
SWA
130
Sightline Wealth Advisors
Connecticut
$5.94M +$856K +39,008 +16%
AMG
131
Asset Management Group
Connecticut
$5.92M -$28.8K -1,312 -0.5%
Stifel Financial
132
Stifel Financial
Missouri
$5.92M -$525K -23,926 -8%
BIA
133
Bell Investment Advisors
California
$5.89M +$143K +6,534 +2%
DB
134
Dravo Bay
Delaware
$5.88M +$336K +15,326 +6%
PCG
135
Prosperity Consulting Group
Maryland
$5.86M +$6.21M +283,128 New
CWM
136
Congress Wealth Management
Massachusetts
$5.81M -$1.1M -49,968 -15%
FIBT
137
First International Bank & Trust
North Dakota
$5.73M -$1.09M -49,712 -15%
HFS
138
Horizon Financial Services
North Carolina
$5.68M +$222K +10,094 +4%
BDF
139
Black Diamond Financial
Maryland
$5.66M +$26.7K +1,216 +0.4%
OWM
140
Orgel Wealth Management
Wisconsin
$5.62M +$1.46M +66,426 +32%
CAM
141
Cresset Asset Management
Illinois
$5.59M -$49.8K -2,270 -0.8%
VC
142
Veery Capital
Delaware
$5.54M +$241K +10,964 +4%
WTC
143
WhitTier Trust Company
Nevada
$5.46M +$878 +40 +0%
MAM
144
Marquette Asset Management
Minnesota
$5.46M -$439K -19,998 -7%
BFG
145
Bleakley Financial Group
New Jersey
$5.41M +$711K +32,422 +14%
SS
146
Simplicity Solutions
Minnesota
$5.4M +$711K +32,420 +14%
PMG
147
ProVise Management Group
Florida
$5.35M -$698K -31,796 -11%
PSP
148
Pacific Sage Partners
Washington
$5.23M -$3.73M -169,882 -40%
CWA
149
Consilium Wealth Advisory
Texas
$5.21M +$375K +17,110 +7%
IAN
150
Integrated Advisors Network
Texas
$5.14M -$264K -12,052 -5%

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.