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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
SFA
126
Seneca Financial Advisors
New York
$6.46M +$25.6K +1,008 +0.4%
LA
127
LVW Advisors
New York
$6.45M -$1.15M -45,124 -15%
CWM
128
Curi Wealth Management
North Carolina
$6.44M +$726K +28,576 +12%
TCM
129
Tradewinds Capital Management
Washington
$6.4M -$148K -5,832 -2%
SFA
130
Souders Financial Advisors
Ohio
$6.4M +$166K +6,552 +3%
IA
131
IFS Advisors
Kansas
$6.37M +$549K +21,604 +9%
MCM
132
MAI Capital Management
Ohio
$6.31M -$303K -11,940 -5%
PS
133
Portfolio Solutions
Michigan
$6.29M -$749K -29,504 -11%
Koshinski Asset Management
134
Koshinski Asset Management
Illinois
$6.25M +$1.52M +59,904 +32%
MFT
135
Moisand Fitzgerald Tamayo
Florida
$6.17M -$157K -6,188 -2%
SKK
136
Shepherd Kaplan Krochuk
Massachusetts
$6.12M -$320K -12,604 -5%
MML Investors Services
137
MML Investors Services
Massachusetts
$6.1M -$2.66M -104,608 -30%
FCI
138
Financial Counselors Inc
Kansas
$6.09M +$96.1K +3,784 +2%
TYCC
139
Texas Yale Capital Corp
Florida
$6.09M +$825K +32,500 +15%
VFM
140
Vivid Financial Management
California
$5.96M +$59.3K +2,336 +1%
BBPWM
141
Blue Bell Private Wealth Management
Pennsylvania
$5.93M +$106K +4,180 +2%
OMC
142
Old Mission Capital
Illinois
$5.88M +$1.31M +51,744 +28%
SWA
143
Sightline Wealth Advisors
Connecticut
$5.84M -$301K -11,836 -5%
SWA
144
Sutton Wealth Advisors
Florida
$5.78M -$99.6K -3,924 -2%
ECM
145
Exchange Capital Management
Michigan
$5.76M -$99.4K -3,916 -2%
SB
146
Strategic Blueprint
Georgia
$5.74M +$1.48M +58,432 +34%
KF
147
Krilogy Financial
Missouri
$5.72M -$534K -21,048 -8%
KCPG
148
Kavar Capital Partners Group
Kansas
$5.7M +$256K +10,080 +5%
Baird Financial Group
149
Baird Financial Group
Wisconsin
$5.62M +$12.5K +492 +0.2%
TPW
150
Tiller Private Wealth
Pennsylvania
$5.59M +$4.92M +193,576 +645%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.