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Schwab U.S Small- Cap ETF

559 hedge funds and large institutions have $2.95B invested in Schwab U.S Small- Cap ETF in 2018 Q4 according to their latest regulatory filings, with 114 funds opening new positions, 225 increasing their positions, 169 reducing their positions, and 59 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 59

50% more call options, than puts

Call options by funds: $473K | Put options by funds: $316K

33% more repeat investments, than reductions

Existing positions increased: 225 | Existing positions reduced: 169

10% more funds holding

Funds holding: 510559 (+49)

6.54% more ownership

Funds ownership: 170.79%177.34% (+6.5%)

3% less funds holding in top 10

Funds holding in top 10: 5856 (-2)

21% less capital invested

Capital invested by funds: $3.72B → $2.95B (-$772M)

Holders
559
Holders Change
+49
Holders Change %
+9.61%
% of All Funds
12.46%
Holding in Top 10
56
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.45%
% of All Funds
1.25%
New
114
Increased
225
Reduced
169
Closed
59
Calls
$473K
Puts
$316K
Net Calls
+$157K
Net Calls Change
+$111K
Name Holding Trade Value Shares
Change
Change in
Stake
SWA
126
Sutton Wealth Advisors
Florida
$3.26M -$724K -42,864 -17%
OIA
127
OneDigital Investment Advisors
Kansas
$3.15M -$424K -25,104 -11%
WC
128
Whitnell & Co
Illinois
$3.14M +$85K +5,032 +2%
Jane Street
129
Jane Street
New York
$3.13M -$12M -710,228 -77%
CFIA
130
Cantor Fitzgerald Investment Advisors
New York
$3.11M +$2.53M +149,968 +272%
Royal Bank of Canada
131
Royal Bank of Canada
Ontario, Canada
$3.09M +$13.9K +820 +0.4%
NF
132
Nikulski Financial
Iowa
$3.03M -$175K -10,364 -5%
VV
133
Valentine Ventures
Oregon
$2.94M +$3.28M +193,824 New
WP
134
WealthSource Partners
California
$2.87M +$135K +7,960 +4%
AP
135
Appleton Partners
Massachusetts
$2.84M +$98.1K +5,808 +3%
SFS
136
Sowell Financial Services
Arkansas
$2.84M +$3.16M +187,300 New
PCMC
137
Private Capital Management (Colorado)
Colorado
$2.83M +$3.15M +186,364 New
SWM
138
SeaCrest Wealth Management
New York
$2.79M -$123K -7,284 -4%
BBPWM
139
Blue Bell Private Wealth Management
Pennsylvania
$2.75M -$69.5K -4,112 -2%
EK
140
Evensky & Katz
Florida
$2.61M -$53.6K -3,172 -2%
GAM
141
Garrison Asset Management
Arkansas
$2.61M -$29.7K -1,760 -1%
SBH
142
Segall Bryant & Hamill
Illinois
$2.58M -$30.5K -1,804 -1%
PWP
143
Principle Wealth Partners
Connecticut
$2.55M +$2.84M +167,800 New
EFS
144
Econ Financial Services
Pennsylvania
$2.52M +$2.8M +165,912 New
FLPIM
145
F.L. Putnam Investment Management
Massachusetts
$2.51M +$724K +42,824 +35%
PP
146
PrairieView Partners
Minnesota
$2.51M +$51.2K +3,028 +2%
HWMG
147
Hurlow Wealth Management Group
Indiana
$2.49M +$2.52M +149,096 New
AMG
148
Asset Management Group
Connecticut
$2.44M +$45.3K +2,680 +2%
MA
149
MCF Advisors
Kentucky
$2.42M +$1.51M +89,248 +127%
HWA
150
HHM Wealth Advisors
Tennessee
$2.41M +$2.68M +158,756 New

SCHA Hedge Fund Activity: Q4 2018 in Review

559 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2018, worth a combined $2.95B — down 21% from $3.72B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new SCHA positions and 59 closed out — a net gain of 55 holders — while 225 added to existing stakes and 169 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $40.4M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $117M.

  • 559 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2018, up from 510 in Q3 2018.
  • Funds reported $2.95B of Schwab U.S Small- Cap ETF stock for Q4 2018, down 21% quarter-over-quarter.
  • 114 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2018 and 59 closed out, a net change of +55 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2018 was Financial Engines Advisors, an estimated $40.4M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2018 was Charles Schwab Investment Advisory, an estimated $117M sold.

Based on aggregated 13F filings for Q4 2018.