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Schwab U.S Small- Cap ETF

311 hedge funds and large institutions have $1.88B invested in Schwab U.S Small- Cap ETF in 2017 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 159 increasing their positions, 85 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 14

145% more call options, than puts

Call options by funds: $1.02M | Put options by funds: $416K

87% more repeat investments, than reductions

Existing positions increased: 159 | Existing positions reduced: 85

22% more capital invested

Capital invested by funds: $1.54B → $1.88B (+$343M)

7% more funds holding

Funds holding: 290311 (+21)

7.08% more ownership

Funds ownership: 137.1%144.18% (+7.1%)

5% more funds holding in top 10

Funds holding in top 10: 4042 (+2)

Holders
311
Holders Change
+21
Holders Change %
+7.24%
% of All Funds
7.74%
Holding in Top 10
42
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+5%
% of All Funds
1.05%
New
38
Increased
159
Reduced
85
Closed
14
Calls
$1.02M
Puts
$416K
Net Calls
+$604K
Net Calls Change
+$1.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Mariner
126
Mariner
Kansas
$1.31M -$258K -16,496 -17%
SFSG
127
Stearns Financial Services Group
North Carolina
$1.31M +$50.2K +3,208 +4%
FA
128
Fagan Associates
New York
$1.3M +$225K +14,392 +21%
BBPWM
129
Blue Bell Private Wealth Management
Pennsylvania
$1.28M +$457K +29,184 +56%
HR
130
Howe & Rusling
New York
$1.26M +$182K +11,600 +17%
FANJ
131
Financial Architects (New Jersey)
New Jersey
$1.25M +$794K +50,684 +178%
BJ
132
Brouwer & Janachowski
California
$1.22M -$62.3K -3,976 -5%
CCM
133
Condor Capital Management
New Jersey
$1.2M -$32.1K -2,048 -3%
AA
134
Alesco Advisors
New York
$1.19M +$36.4K +2,324 +3%
PWMAG
135
Pinnacle Wealth Management Advisory Group
New Jersey
$1.18M
FC
136
Financial Consulate
Maryland
$1.16M +$28.6K +1,828 +3%
BCMO
137
Buckingham Capital Management (Ohio)
Ohio
$1.16M +$189K +12,084 +20%
SMG
138
Spectrum Management Group
Indiana
$1.13M -$37.6K -2,400 -3%
APP
139
Avantax Planning Partners
Iowa
$1.11M -$31.8K -2,028 -3%
BBA
140
BLB&B Advisors
Pennsylvania
$1.07M -$24.4K -1,560 -2%
AOWM
141
Alpha Omega Wealth Management
Virginia
$1.07M
SEIA
142
Signature Estate & Investment Advisors
California
$1.04M +$37.6K +2,404 +4%
TYCC
143
Texas Yale Capital Corp
Florida
$1.04M +$562K +35,868 +119%
FC
144
FCA Corp
Texas
$1.02M +$18.6K +1,188 +2%
MAS
145
Managed Account Services
Florida
$1.02M -$41K -2,620 -4%
WAM
146
Watermark Asset Management
California
$1.01M +$1M +64,064 New
GA
147
Gateway Advisory
New Jersey
$1M -$819K -52,316 -45%
AIS
148
Accurate Investment Solutions
Pennsylvania
$1M +$624K +39,828 +167%
IAS
149
IMA Advisory Services
Colorado
$989K +$984K +62,828 New
AI
150
Atria Investments
North Carolina
$974K +$969K +61,872 New

SCHA Hedge Fund Activity: Q1 2017 in Review

311 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2017, worth a combined $1.88B — up 22% from $1.54B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SCHA positions and 14 closed out — a net gain of 24 holders — while 159 added to existing stakes and 85 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $111M. The largest seller was Evensky & Katz, cutting an estimated $19.9M.

  • 311 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2017, up from 290 in Q4 2016.
  • Funds reported $1.88B of Schwab U.S Small- Cap ETF stock for Q1 2017, up 22% quarter-over-quarter.
  • 38 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2017 and 14 closed out, a net change of +24 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2017 was Charles Schwab Investment Advisory, an estimated $111M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2017 was Evensky & Katz, an estimated $19.9M sold.

Based on aggregated 13F filings for Q1 2017.