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Schwab U.S Small- Cap ETF
SCHA

257 hedge funds and large institutions have $1.19B invested in Schwab U.S Small- Cap ETF in 2016 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 120 increasing their positions, 76 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

906% more call options, than puts

Call options by funds: $2.31M | Put options by funds: $230K

238% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 8

58% more repeat investments, than reductions

Existing positions increased: 120 | Existing positions reduced: 76

18% more capital invested

Capital invested by funds: $1B → $1.19B (+$184M)

8% more funds holding

Funds holding: 239 → 257 (+18)

7% more funds holding in top 10

Funds holding in top 10: 29 → 31 (+2)

4.25% more ownership

Funds ownership: 118.7% → 122.96% (+4.3%)

Holders
257
Holders Change
+18
Holders Change %
+7.53%
% of All Funds
6.86%
Holding in Top 10
31
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+6.9%
% of All Funds
0.83%
New
27
Increased
120
Reduced
76
Closed
8
Calls
$2.31M
Puts
$230K
Net Calls
+$2.08M
Net Calls Change
+$1.86M

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$55.6M
2
FMP
Financial Management Professionals
Texas
+$23.2M
3
AB
AT Bancorp
Iowa
+$16.5M
4
Jane Street
Jane Street
New York
+$6.85M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$4.48M

Top Sellers

1
HSA
HBK Sorce Advisory
Pennsylvania
-$27.7M
2
SWM
SVA Wealth Management
Wisconsin
-$5.24M
3
Goldman Sachs
Goldman Sachs
New York
-$3.39M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.06M
5
FWM
Frontier Wealth Management
Missouri
-$1.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
BRWA
126
B. Riley Wealth Advisors
Florida
$729K +$83.6K +5,896 +13%
Goldman Sachs
127
Goldman Sachs
New York
$695K -$3.39M -238,896 -83%
SGAM
128
Steinberg Global Asset Management
Florida
$669K +$79.8K +5,624 +14%
MCM
129
Mengis Capital Management
Oregon
$660K -$118K -8,332 -15%
LCM
130
Leisure Capital Management
California
$639K +$71.8K +5,064 +13%
DG
131
Davidson & Garrard
Virginia
$631K +$54.6K +3,848 +10%
CWM
132
Cabot Wealth Management
Massachusetts
$630K -$2.16K -152 -0.3%
EWM
133
Evermay Wealth Management
Virginia
$620K -$113 -8 -0%
BPM
134
Bowling Portfolio Management
Ohio
$619K +$235K +16,544 +62%
FC
135
FCA Corp
Texas
$616K -$3.01K -212 -0.5%
SC
136
Savant Capital
Illinois
$613K -$3.23K -228 -0.5%
SAM
137
Summit Asset Management
Tennessee
$611K +$149K +10,504 +33%
CA
138
Cambridge Advisors
Nebraska
$584K -$3.06K -216 -0.5%
DWM
139
Destination Wealth Management
California
$579K -$14.5K -1,020 -2%
Cetera Investment Advisers
140
Cetera Investment Advisers
Illinois
$572K +$565K +39,820 New
SS
141
Simplicity Solutions
Minnesota
$570K +$14.4K +1,016 +3%
RCA
142
Rowland Carmichael Advisors
Arizona
$565K -$3.12K -220 -0.6%
RJA
143
Raymond James & Associates
Florida
$538K +$193K +13,612 +57%
IWMPD
144
Integrated Wealth Management (Palm Desert)
California
$514K +$134K +9,476 +36%
Bank of Montreal
145
Bank of Montreal
Ontario, Canada
$488K +$37.9K +2,672 +9%
IFS
146
Ifrah Financial Services
Arkansas
$485K +$16.4K +1,156 +4%
STMM
147
South Texas Money Management
Texas
$454K -$1.36M -95,652 -75%
GHA
148
GW Henssler & Associates
Georgia
$448K -$14.8K -1,040 -3%
MWP
149
MYCIO Wealth Partners
Pennsylvania
$448K – – –
BCM
150
Boltwood Capital Management
California
$442K +$40.7K +2,872 +10%
4 5
6
7 8

SCHA Hedge Fund Activity: Q3 2016 in Review

257 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2016, worth a combined $1.19B — up 18% from $1B a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHA positions and 8 closed out — a net gain of 19 holders — while 120 added to existing stakes and 76 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $55.6M. The largest seller was HBK Sorce Advisory, cutting an estimated $27.7M.

  • 257 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2016, up from 239 in Q2 2016.
  • Funds reported $1.19B of Schwab U.S Small- Cap ETF stock for Q3 2016, up 18% quarter-over-quarter.
  • 27 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2016 and 8 closed out, a net change of +19 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2016 was Charles Schwab Investment Advisory, an estimated $55.6M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2016 was HBK Sorce Advisory, an estimated $27.7M sold.

Based on aggregated 13F filings for Q3 2016.