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Schwab U.S Small- Cap ETF
SCHA

185 hedge funds and large institutions have $424M invested in Schwab U.S Small- Cap ETF in 2014 Q4 according to their latest regulatory filings, with 43 funds opening new positions, 89 increasing their positions, 32 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

291% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 11

178% more repeat investments, than reductions

Existing positions increased: 89 | Existing positions reduced: 32

45% more funds holding in top 10

Funds holding in top 10: 11 → 16 (+5)

31% more capital invested

Capital invested by funds: $324M → $424M (+$100M)

18% more funds holding

Funds holding: 157 → 185 (+28)

9.88% more ownership

Funds ownership: 64.36% → 74.23% (+9.9%)

22% less call options, than puts

Call options by funds: $650K | Put options by funds: $832K

Holders
185
Holders Change
+28
Holders Change %
+17.83%
% of All Funds
4.93%
Holding in Top 10
16
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+45.45%
% of All Funds
0.43%
New
43
Increased
89
Reduced
32
Closed
11
Calls
$650K
Puts
$832K
Net Calls
-$182K
Net Calls Change
-$387K

Top Buyers

1
UCFA
United Capital Financial Advisors
Texas
+$8.91M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$5.31M
3
ACM
Avalon Capital Management
California
+$4.59M
4
Citadel Advisors
Citadel Advisors
Florida
+$3.8M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$3.62M

Top Sellers

1
Jane Street
Jane Street
New York
-$6.68M
2
TRCT
Tower Research Capital (TRC)
New York
-$4.11M
3
VCM
Vigilant Capital Management
Maine
-$2.96M
4
TCM
Tuttle Capital Management
Connecticut
-$1.37M
5
SG Americas Securities
SG Americas Securities
New York
-$1.09M
Name Holding Trade Value Shares
Change 		Change in
Stake
Commonwealth Equity Services
126
Commonwealth Equity Services
Massachusetts
$255K +$246K +18,500 New
HFS
127
HL Financial Services
Kentucky
$245K – – –
PWM
128
Perigon Wealth Management
California
$240K -$18.5K -1,396 -7%
BCMO
129
Buckingham Capital Management (Ohio)
Ohio
$239K -$19.9K -1,500 -8%
HR
130
Howe & Rusling
New York
$234K -$26.3K -1,980 -10%
AIM
131
Aspen Investment Management
Michigan
$230K +$4.67K +352 +2%
GWCM
132
Godshalk Welsh Capital Management
Pennsylvania
$229K +$221K +16,640 New
BAM
133
Barrett Asset Management
New York
$221K +$1.06K +80 +0.5%
CA
134
Capital Advantage
California
$217K +$209K +15,760 New
GCA
135
Greenwood Capital Associates
South Carolina
$215K -$3.19K -240 -2%
TIM
136
Tortoise Investment Management
New York
$209K +$2.13K +160 +1%
CAM
137
Cubic Asset Management
Massachusetts
$201K +$194K +14,600 New
PI
138
Placemark Investments
Illinois
$199K -$471K -35,464 -71%
Deutsche Bank
139
Deutsche Bank
Germany
$199K – – –
Creative Planning
140
Creative Planning
Kansas
$148K +$57.7K +4,348 +68%
PNC Financial Services Group
141
PNC Financial Services Group
Pennsylvania
$114K +$61K +4,596 +124%
CCS
142
Crosspoint Capital Strategies
California
$111K +$57K +4,292 +115%
FNBT
143
FineMark National Bank & Trust
Florida
$107K +$319 +24 +0.3%
LWM
144
LBA Wealth Management
Florida
$105K – – –
Chevy Chase Trust
145
Chevy Chase Trust
Maryland
$103K -$2.87K -216 -3%
WF
146
WealthTrust Fairport
Ohio
$97K +$319 +24 +0.3%
CDIA
147
Capital Directions Investment Advisors
Georgia
$84K – – –
CPIG
148
Chicago Partners Investment Group
Illinois
$59K +$56.7K +4,272 New
MFBTD
149
MB Financial Bank - Trust Department
Illinois
$58K -$55.7K -4,196 -50%
TCM
150
TD Capital Management
Tennessee
$57K +$55.3K +4,164 New
4 5
6
7 8

SCHA Hedge Fund Activity: Q4 2014 in Review

185 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2014, worth a combined $424M — up 31% from $324M a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new SCHA positions and 11 closed out — a net gain of 32 holders — while 89 added to existing stakes and 32 trimmed.

The largest buyer was United Capital Financial Advisors, adding an estimated $8.91M. The largest seller was Jane Street, exiting entirely with an estimated $6.68M sold.

  • 185 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2014, up from 157 in Q3 2014.
  • Funds reported $424M of Schwab U.S Small- Cap ETF stock for Q4 2014, up 31% quarter-over-quarter.
  • 43 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2014 and 11 closed out, a net change of +32 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2014 was United Capital Financial Advisors, an estimated $8.91M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2014 was Jane Street, an estimated $6.68M sold.

Based on aggregated 13F filings for Q4 2014.