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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
AP
101
Appleton Partners
Massachusetts
$7.88M +$34.5K +1,570 +0.4%
AFA
102
American Financial Advisors
Georgia
$7.79M -$186K -8,478 -2%
CFMC
103
Curbstone Financial Management Corp
New Hampshire
$7.46M +$63.6K +2,900 +0.8%
SA
104
Scarborough Advisors
Maryland
$7.43M +$1.01M +46,080 +15%
CAN
105
Cetera Advisor Networks
California
$7.29M +$609K +27,750 +9%
Jones Financial Companies
106
Jones Financial Companies
Missouri
$7.21M -$351K -16,008 -4%
ONB
107
Old National Bancorp
Indiana
$7.21M +$7.09M +323,016 +1,290%
DP
108
Denver PWM
Colorado
$7.11M +$121K +5,532 +2%
PIMG
109
Patriot Investment Management Group
Tennessee
$7.05M -$1.17M -53,144 -14%
LFS
110
Lutz Financial Services
Nebraska
$7.02M -$52.3K -2,384 -0.7%
TC
111
TownSquare Capital
Utah
$6.92M +$2.06M +93,808 +39%
EL
112
Essex LLC
Illinois
$6.88M +$89.8K +4,092 +1%
SIC
113
Salem Investment Counselors
North Carolina
$6.82M -$167K -7,626 -2%
AAIM
114
Asset Advisors Investment Management
Georgia
$6.8M -$868K -39,560 -11%
FCI
115
Financial Counselors Inc
Kansas
$6.77M
KBFS
116
Kohmann Bosshard Financial Services
Ohio
$6.77M -$27.5K -1,254 -0.4%
MFC
117
Morris Financial Concepts
South Carolina
$6.72M +$71K +3,234 +1%
BWM
118
Brown Wealth Management
Illinois
$6.7M +$2.1M +95,564 +42%
AIM
119
Athena Investment Management
California
$6.57M +$32.7K +1,488 +0.5%
MG
120
Mather Group
Illinois
$6.52M -$184K -8,376 -3%
CMP
121
Courage Miller Partners
Virginia
$6.51M +$361K +16,456 +6%
SLT
122
St Louis Trust
Missouri
$6.44M +$214K +9,758 +3%
SFWC
123
Strategic Family Wealth Counselors
New Jersey
$6.44M +$118K +5,360 +2%
VFIC
124
Valley Forge Investment Consultants
Pennsylvania
$6.42M +$270K +12,308 +4%
WANY
125
Wealthspire Advisors (New York)
New York
$6.33M -$275K -12,530 -4%

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.