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Schwab U.S Small- Cap ETF
SCHA

950 hedge funds and large institutions have $10.5B invested in Schwab U.S Small- Cap ETF in 2021 Q4 according to their latest regulatory filings, with 174 funds opening new positions, 416 increasing their positions, 237 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

295% more first-time investments, than exits

New positions opened: 174 | Existing positions closed: 44

157% more call options, than puts

Call options by funds: $3.82M | Put options by funds: $1.49M

76% more repeat investments, than reductions

Existing positions increased: 416 | Existing positions reduced: 237

14% more funds holding

Funds holding: 837 → 950 (+113)

8% more funds holding in top 10

Funds holding in top 10: 74 → 80 (+6)

1.85% more ownership

Funds ownership: 243.68% → 245.53% (+1.9%)

5% more capital invested

Capital invested by funds: $10B → $10.5B (+$466M)

Holders
950
Holders Change
+113
Holders Change %
+13.5%
% of All Funds
14.62%
Holding in Top 10
80
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+8.11%
% of All Funds
1.23%
New
174
Increased
416
Reduced
237
Closed
44
Calls
$3.82M
Puts
$1.49M
Net Calls
+$2.33M
Net Calls Change
+$1.31M

Top Buyers

Rank Fund Capital Flow
1
CSIA
Charles Schwab Investment Advisory
California
+$175M
2
SC
Savant Capital
Illinois
+$38.4M
3
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors
North Carolina
+$36.8M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$24.2M
5
Mercer Global Advisors
Mercer Global Advisors
Colorado
+$20.6M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$186M
2
TI
Tidal Investments
Wisconsin
-$52.2M
3
CST
Charles Schwab Trust
Nevada
-$20M
4
PFG
Piershale Financial Group
Illinois
-$17.1M
5
KAS
Kestra Advisory Services
Texas
-$15.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
EWM
101
Empirical Wealth Management
Washington
$8.91M +$39.9K +1,544 +0.4%
Commonwealth Equity Services
102
Commonwealth Equity Services
Massachusetts
$8.88M +$309K +11,960 +4%
KBFS
103
Kohmann Bosshard Financial Services
Ohio
$8.72M +$433K +16,736 +5%
Jones Financial Companies
104
Jones Financial Companies
Missouri
$8.46M +$61.3K +2,368 +0.7%
WAM
105
WNY Asset Management
New York
$8.45M +$436K +16,852 +5%
WANY
106
Wealthspire Advisors (New York)
New York
$8.43M -$479K -18,524 -5%
GC
107
Garde Capital
Washington
$8.36M +$408K +15,756 +5%
HFP
108
Holistic Financial Partners
Indiana
$8.23M +$93.9K +3,628 +1%
IAS
109
IMA Advisory Services
Colorado
$8M +$413K +15,972 +5%
MSFS
110
Main Street Financial Solutions
Pennsylvania
$7.98M +$325K +12,560 +4%
SFWC
111
Strategic Family Wealth Counselors
New Jersey
$7.97M +$88.7K +3,428 +1%
RWIA
112
Roger Wittlin Investment Advisory
California
$7.81M +$7.89M +304,996 New
ADL
113
Asset Dedication LLC
California
$7.75M -$441K -17,052 -5%
DP
114
Denver PWM
Colorado
$7.72M +$347K +13,400 +5%
BDF
115
Black Diamond Financial
Maryland
$7.71M +$1.04M +40,172 +15%
IWC
116
Integrated Wealth Concepts
Massachusetts
$7.71M +$880K +34,012 +13%
EL
117
Essex LLC
Illinois
$7.67M +$221K +8,540 +3%
CWM
118
Curi Wealth Management
North Carolina
$7.57M +$992K +38,348 +15%
LFS
119
Lutz Financial Services
Nebraska
$7.55M -$734K -28,380 -9%
GC
120
Grimes & Company
Massachusetts
$7.53M +$67K +2,588 +0.9%
TPW
121
Tiller Private Wealth
Pennsylvania
$7.44M +$1.73M +66,936 +30%
AMG
122
Asset Management Group
Connecticut
$7.43M -$69.2K -2,676 -0.9%
BPA
123
Beacon Pointe Advisors
California
$7.34M +$362K +14,004 +5%
MFC
124
Morris Financial Concepts
South Carolina
$7.32M +$7.4M +285,884 New
VFM
125
Vivid Financial Management
California
$7.17M +$1.08M +41,800 +18%
3 4
5
6 7

SCHA Hedge Fund Activity: Q4 2021 in Review

950 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2021, worth a combined $10.5B — up 4.7% from $10B a quarter earlier.

Buyers outnumbered sellers: 174 funds opened new SCHA positions and 44 closed out — a net gain of 130 holders — while 416 added to existing stakes and 237 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $175M. The largest seller was Bank of America, cutting an estimated $186M.

  • 950 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2021, up from 837 in Q3 2021.
  • Funds reported $10.5B of Schwab U.S Small- Cap ETF stock for Q4 2021, up 4.7% quarter-over-quarter.
  • 174 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2021 and 44 closed out, a net change of +130 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2021 was Charles Schwab Investment Advisory, an estimated $175M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2021 was Bank of America, an estimated $186M sold.

Based on aggregated 13F filings for Q4 2021.