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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
AP
101
Appleton Partners
Massachusetts
$8.76M +$380K +14,948 +4%
WANY
102
Wealthspire Advisors (New York)
New York
$8.7M -$147K -5,776 -2%
EWM
103
Empirical Wealth Management
Washington
$8.67M -$281K -11,084 -3%
BFG
104
Berger Financial Group
Minnesota
$8.52M +$630K +24,820 +8%
Commonwealth Equity Services
105
Commonwealth Equity Services
Massachusetts
$8.38M +$789K +31,068 +10%
Jones Financial Companies
106
Jones Financial Companies
Missouri
$8.21M -$416K -16,396 -5%
KBFS
107
Kohmann Bosshard Financial Services
Ohio
$8.11M +$10.2K +400 +0.1%
LFS
108
Lutz Financial Services
Nebraska
$8.09M +$640K +25,184 +8%
ADL
109
Asset Dedication LLC
California
$8.01M +$10.1K +396 +0.1%
HFP
110
Holistic Financial Partners
Indiana
$7.96M +$436K +17,172 +6%
WAM
111
WNY Asset Management
New York
$7.88M -$319K -12,548 -4%
GC
112
Garde Capital
Washington
$7.78M -$58.5K -2,304 -0.7%
SFWC
113
Strategic Family Wealth Counselors
New Jersey
$7.7M +$619K +24,388 +9%
MSFS
114
Main Street Financial Solutions
Pennsylvania
$7.48M +$701K +27,612 +10%
AWM
115
AE Wealth Management
Kansas
$7.43M -$1.34M -52,640 -15%
IAS
116
IMA Advisory Services
Colorado
$7.42M +$38.5K +1,516 +0.5%
AMG
117
Asset Management Group
Connecticut
$7.33M +$1.38M +54,244 +23%
GC
118
Grimes & Company
Massachusetts
$7.29M +$39.9K +1,572 +0.5%
EL
119
Essex LLC
Illinois
$7.29M +$7.39M +291,204 New
DP
120
Denver PWM
Colorado
$7.16M +$331K +13,016 +5%
BPA
121
Beacon Pointe Advisors
California
$6.82M +$459K +18,056 +7%
CIAS
122
CFS Investment Advisory Services
New Jersey
$6.74M +$3.32M +130,776 +94%
IWC
123
Integrated Wealth Concepts
Massachusetts
$6.69M +$461K +18,172 +7%
CMP
124
Courage Miller Partners
Virginia
$6.65M +$69K +2,716 +1%
BDF
125
Black Diamond Financial
Maryland
$6.54M -$1.36M -53,420 -17%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.