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Schwab U.S Small- Cap ETF

311 hedge funds and large institutions have $1.88B invested in Schwab U.S Small- Cap ETF in 2017 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 159 increasing their positions, 85 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 14

145% more call options, than puts

Call options by funds: $1.02M | Put options by funds: $416K

87% more repeat investments, than reductions

Existing positions increased: 159 | Existing positions reduced: 85

22% more capital invested

Capital invested by funds: $1.54B → $1.88B (+$343M)

7% more funds holding

Funds holding: 290311 (+21)

7.08% more ownership

Funds ownership: 137.1%144.18% (+7.1%)

5% more funds holding in top 10

Funds holding in top 10: 4042 (+2)

Holders
311
Holders Change
+21
Holders Change %
+7.24%
% of All Funds
7.74%
Holding in Top 10
42
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+5%
% of All Funds
1.05%
New
38
Increased
159
Reduced
85
Closed
14
Calls
$1.02M
Puts
$416K
Net Calls
+$604K
Net Calls Change
+$1.1M
Name Holding Trade Value Shares
Change
Change in
Stake
LF
101
Lee Financial
Texas
$2.08M +$1.7M +108,696 +471%
EK
102
Evensky & Katz
Florida
$2.05M -$19.9M -1,273,712 -91%
KF
103
Krilogy Financial
Missouri
$2.02M
CWM
104
Confluence Wealth Management
Oregon
$2.02M +$873K +55,760 +77%
BlackRock
105
BlackRock
New York
$1.88M +$69.5K +4,440 +4%
TRCT
106
Tower Research Capital (TRC)
New York
$1.87M +$859K +54,860 +86%
PAM
107
Premier Asset Management
Illinois
$1.87M +$898K +57,336 +94%
BC
108
Bartlett & Co
Ohio
$1.86M +$123K +7,868 +7%
Cetera Investment Advisers
109
Cetera Investment Advisers
Illinois
$1.79M +$1.79M +114,052 New
LIM
110
Leavell Investment Management
Alabama
$1.78M +$347K +22,132 +24%
FWP
111
FAS Wealth Partners
Kansas
$1.74M +$663K +42,344 +62%
PAG
112
Private Advisor Group
New Jersey
$1.72M +$265K +16,928 +18%
Chevy Chase Trust
113
Chevy Chase Trust
Maryland
$1.68M -$50.5K -3,224 -3%
WP
114
WealthSource Partners
California
$1.66M +$1.3M +82,848 +363%
GC
115
Grimes & Company
Massachusetts
$1.61M +$18K +1,152 +1%
CB
116
Community Bank
New York
$1.61M +$221K +14,136 +16%
MA
117
MUFG Americas
New York
$1.6M +$1.19K +76 +0.1%
PFA
118
Pinnacle Family Advisors
Missouri
$1.55M +$269K +17,188 +21%
PA
119
Parallel Advisors
California
$1.55M +$104K +6,628 +7%
PA
120
Pinnacle Associates
New York
$1.51M +$17.2K +1,100 +1%
JMPWA
121
JP Morgan Private Wealth Advisors
California
$1.51M -$13.3K -852 -0.9%
CCA
122
Cobblestone Capital Advisors
New York
$1.5M -$465K -29,672 -24%
LFA
123
Landmark Financial Advisors
Kentucky
$1.45M +$111K +7,056 +8%
SAM
124
Summit Asset Management
Tennessee
$1.42M +$754K +48,132 +114%
TFF
125
The Family Firm
Maryland
$1.34M +$1.33M +85,184 New

SCHA Hedge Fund Activity: Q1 2017 in Review

311 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2017, worth a combined $1.88B — up 22% from $1.54B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SCHA positions and 14 closed out — a net gain of 24 holders — while 159 added to existing stakes and 85 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $111M. The largest seller was Evensky & Katz, cutting an estimated $19.9M.

  • 311 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2017, up from 290 in Q4 2016.
  • Funds reported $1.88B of Schwab U.S Small- Cap ETF stock for Q1 2017, up 22% quarter-over-quarter.
  • 38 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2017 and 14 closed out, a net change of +24 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2017 was Charles Schwab Investment Advisory, an estimated $111M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2017 was Evensky & Katz, an estimated $19.9M sold.

Based on aggregated 13F filings for Q1 2017.