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Schwab U.S Small- Cap ETF

290 hedge funds and large institutions have $1.54B invested in Schwab U.S Small- Cap ETF in 2016 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 142 increasing their positions, 69 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

194% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 18

106% more repeat investments, than reductions

Existing positions increased: 142 | Existing positions reduced: 69

29% more capital invested

Capital invested by funds: $1.19B → $1.54B (+$350M)

29% more funds holding in top 10

Funds holding in top 10: 3140 (+9)

14.14% more ownership

Funds ownership: 122.96%137.1% (+14%)

13% more funds holding

Funds holding: 257290 (+33)

53% less call options, than puts

Call options by funds: $441K | Put options by funds: $940K

Holders
290
Holders Change
+33
Holders Change %
+12.84%
% of All Funds
7.25%
Holding in Top 10
40
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+29.03%
% of All Funds
1%
New
53
Increased
142
Reduced
69
Closed
18
Calls
$441K
Puts
$940K
Net Calls
-$499K
Net Calls Change
-$2.58M
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
101
Royal Bank of Canada
Ontario, Canada
$1.71M +$482K +32,808 +42%
BC
102
Bartlett & Co
Ohio
$1.69M -$4.71K -320 -0.3%
Chevy Chase Trust
103
Chevy Chase Trust
Maryland
$1.69M +$1.5M +102,272 +1,364%
RWM
104
RKL Wealth Management
Pennsylvania
$1.62M +$487K +33,128 +46%
LYV
105
Live Your Vision
Pennsylvania
$1.56M -$145K -9,844 -9%
MA
106
MUFG Americas
New York
$1.56M -$122K -8,316 -8%
GC
107
Grimes & Company
Massachusetts
$1.55M +$12.2K +828 +0.8%
Mariner
108
Mariner
Kansas
$1.53M +$41K +2,788 +3%
Creative Planning
109
Creative Planning
Kansas
$1.49M +$470K +31,932 +49%
JMPWA
110
JP Morgan Private Wealth Advisors
California
$1.49M +$1.42M +96,588 New
PAG
111
Private Advisor Group
New Jersey
$1.48M -$588 -40 -0%
PA
112
Pinnacle Associates
New York
$1.46M +$5.65K +384 +0.4%
MCM
113
Mitchell Capital Management
Kansas
$1.44M +$1.18M +79,924 +574%
PA
114
Parallel Advisors
California
$1.4M +$1.34M +91,360 New
LIM
115
Leavell Investment Management
Alabama
$1.4M +$251K +17,064 +23%
BWM
116
BerganKDV Wealth Management
Minnesota
$1.39M -$49.5K -3,368 -4%
CB
117
Community Bank
New York
$1.35M +$83.2K +5,660 +7%
LFA
118
Landmark Financial Advisors
Kentucky
$1.3M +$67.4K +4,584 +6%
BJ
119
Brouwer & Janachowski
California
$1.25M -$159K -10,824 -12%
PFA
120
Pinnacle Family Advisors
Missouri
$1.25M +$1.2M +81,348 New
SFSG
121
Stearns Financial Services Group
North Carolina
$1.23M +$75.9K +5,160 +7%
CCM
122
Condor Capital Management
New Jersey
$1.2M +$2.18K +148 +0.2%
PWMAG
123
Pinnacle Wealth Management Advisory Group
New Jersey
$1.15M
SMG
124
Spectrum Management Group
Indiana
$1.14M +$20K +1,360 +2%
AA
125
Alesco Advisors
New York
$1.13M -$106K -7,180 -9%

SCHA Hedge Fund Activity: Q4 2016 in Review

290 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2016, worth a combined $1.54B — up 29% from $1.19B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new SCHA positions and 18 closed out — a net gain of 35 holders — while 142 added to existing stakes and 69 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $70.9M. The largest seller was Meridian Management, cutting an estimated $3.36M.

  • 290 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2016, up from 257 in Q3 2016.
  • Funds reported $1.54B of Schwab U.S Small- Cap ETF stock for Q4 2016, up 29% quarter-over-quarter.
  • 53 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2016 and 18 closed out, a net change of +35 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2016 was Charles Schwab Investment Advisory, an estimated $70.9M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2016 was Meridian Management, an estimated $3.36M sold.

Based on aggregated 13F filings for Q4 2016.