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Schwab U.S Small- Cap ETF
SCHA

257 hedge funds and large institutions have $1.19B invested in Schwab U.S Small- Cap ETF in 2016 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 120 increasing their positions, 76 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

906% more call options, than puts

Call options by funds: $2.31M | Put options by funds: $230K

238% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 8

58% more repeat investments, than reductions

Existing positions increased: 120 | Existing positions reduced: 76

18% more capital invested

Capital invested by funds: $1B → $1.19B (+$184M)

8% more funds holding

Funds holding: 239 → 257 (+18)

7% more funds holding in top 10

Funds holding in top 10: 29 → 31 (+2)

4.25% more ownership

Funds ownership: 118.7% → 122.96% (+4.3%)

Holders
257
Holders Change
+18
Holders Change %
+7.53%
% of All Funds
6.86%
Holding in Top 10
31
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+6.9%
% of All Funds
0.83%
New
27
Increased
120
Reduced
76
Closed
8
Calls
$2.31M
Puts
$230K
Net Calls
+$2.08M
Net Calls Change
+$1.86M

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$55.6M
2
FMP
Financial Management Professionals
Texas
+$23.2M
3
AB
AT Bancorp
Iowa
+$16.5M
4
Jane Street
Jane Street
New York
+$6.85M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$4.48M

Top Sellers

1
HSA
HBK Sorce Advisory
Pennsylvania
-$27.7M
2
SWM
SVA Wealth Management
Wisconsin
-$5.24M
3
Goldman Sachs
Goldman Sachs
New York
-$3.39M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.06M
5
FWM
Frontier Wealth Management
Missouri
-$1.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
LFA
101
Landmark Financial Advisors
Kentucky
$1.15M +$137K +9,624 +14%
Royal Bank of Canada
102
Royal Bank of Canada
Ontario, Canada
$1.13M -$1.29M -91,100 -54%
CCM
103
Condor Capital Management
New Jersey
$1.12M -$4.31K -304 -0.4%
PWMAG
104
Pinnacle Wealth Management Advisory Group
New Jersey
$1.08M -$5.11K -360 -0.5%
SFSG
105
Stearns Financial Services Group
North Carolina
$1.08M +$27.5K +1,936 +3%
LIM
106
Leavell Investment Management
Alabama
$1.06M -$15.9K -1,120 -1%
SMG
107
Spectrum Management Group
Indiana
$1.05M – – –
RWM
108
RKL Wealth Management
Pennsylvania
$1.04M -$44.3K -3,124 -4%
SEIA
109
Signature Estate & Investment Advisors
California
$1.03M -$15.8K -1,116 -2%
FC
110
Financial Consulate
Maryland
$980K +$10.6K +744 +1%
BCP
111
Berkeley Capital Partners
Georgia
$976K +$962K +67,840 New
PP
112
Pension Partners
New York
$976K +$962K +67,840 New
BBA
113
BLB&B Advisors
Pennsylvania
$952K -$36.9K -2,600 -4%
FA
114
Fagan Associates
New York
$939K +$227 +16 +0%
Creative Planning
115
Creative Planning
Kansas
$933K +$555K +39,100 +152%
BBPWM
116
Blue Bell Private Wealth Management
Pennsylvania
$907K +$299K +21,060 +50%
CWM
117
Confluence Wealth Management
Oregon
$900K +$115K +8,108 +15%
HR
118
Howe & Rusling
New York
$897K -$3.12K -220 -0.4%
EMA
119
Efficient Market Advisors
California
$872K -$412K -29,060 -32%
BFPW
120
BOK Financial Private Wealth
Colorado
$868K +$9.53K +672 +1%
BCMO
121
Buckingham Capital Management (Ohio)
Ohio
$848K -$60.7K -4,276 -7%
PAM
122
Premier Asset Management
Illinois
$838K -$9.08K -640 -1%
FWP
123
FAS Wealth Partners
Kansas
$788K +$259K +18,276 +50%
IF
124
Ironwood Financial
Arizona
$764K +$23.9K +1,688 +3%
LWMT
125
Legacy Wealth Management (Tennessee)
Tennessee
$745K +$26.2K +1,844 +4%
3 4
5
6 7

SCHA Hedge Fund Activity: Q3 2016 in Review

257 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2016, worth a combined $1.19B — up 18% from $1B a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHA positions and 8 closed out — a net gain of 19 holders — while 120 added to existing stakes and 76 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $55.6M. The largest seller was HBK Sorce Advisory, cutting an estimated $27.7M.

  • 257 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2016, up from 239 in Q2 2016.
  • Funds reported $1.19B of Schwab U.S Small- Cap ETF stock for Q3 2016, up 18% quarter-over-quarter.
  • 27 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2016 and 8 closed out, a net change of +19 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2016 was Charles Schwab Investment Advisory, an estimated $55.6M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2016 was HBK Sorce Advisory, an estimated $27.7M sold.

Based on aggregated 13F filings for Q3 2016.