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Schwab U.S Small- Cap ETF
SCHA

227 hedge funds and large institutions have $762M invested in Schwab U.S Small- Cap ETF in 2015 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 119 increasing their positions, 57 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

109% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 57

59% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 22

15% more capital invested

Capital invested by funds: $661M → $762M (+$101M)

6.72% more ownership

Funds ownership: 94.13% → 100.85% (+6.7%)

5% more funds holding

Funds holding: 217 → 227 (+10)

0% more funds holding in top 10

Funds holding in top 10: 25 → 25 (0)

33% less call options, than puts

Call options by funds: $285K | Put options by funds: $427K

Holders
227
Holders Change
+10
Holders Change %
+4.61%
% of All Funds
5.95%
Holding in Top 10
25
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.66%
New
35
Increased
119
Reduced
57
Closed
22
Calls
$285K
Puts
$427K
Net Calls
-$142K
Net Calls Change
-$1.49M

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$44.5M
2
BO
BRR OpCo
Ohio
+$12.2M
3
Allianz Asset Management
Allianz Asset Management
Germany
+$9.77M
4
CCM
CWH Capital Management
Washington
+$5.22M
5
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$5.02M

Top Sellers

1
FMP
Financial Management Professionals
Texas
-$17.9M
2
PFG
Piershale Financial Group
Illinois
-$14.8M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$8.3M
4
Mariner
Mariner
Kansas
-$5.11M
5
SHJ
Sharkey, Howes & Javer
Colorado
-$4.62M
Name Holding Trade Value Shares
Change 		Change in
Stake
FF
101
Friedenthal Financial
New Jersey
$907K +$286K +21,412 +44%
FC
102
Financial Consulate
Maryland
$896K +$919K +68,832 New
CWM
103
Cabot Wealth Management
Massachusetts
$879K +$11.3K +844 +1%
AA
104
Alesco Advisors
New York
$867K +$5.13K +384 +0.6%
SFSG
105
Stearns Financial Services Group
North Carolina
$864K +$118K +8,824 +15%
AIG
106
American International Group
New York
$858K +$276K +20,680 +46%
BBA
107
BLB&B Advisors
Pennsylvania
$848K – – –
FA
108
Fagan Associates
New York
$831K +$26.3K +1,968 +3%
MCM
109
Mengis Capital Management
Oregon
$815K +$5.71K +428 +0.7%
DG
110
Davidson & Garrard
Virginia
$810K – – –
Mariner
111
Mariner
Kansas
$807K -$5.11M -382,716 -86%
Royal Bank of Canada
112
Royal Bank of Canada
Ontario, Canada
$789K +$319K +23,864 +65%
LFA
113
Landmark Financial Advisors
Kentucky
$786K +$70.5K +5,284 +10%
PAG
114
Pinnacle Advisory Group
Maryland
$755K +$208K +15,600 +37%
MIAN
115
Mariner Independent Advisor Network
Kansas
$726K +$135K +10,084 +22%
LYV
116
Live Your Vision
Pennsylvania
$715K -$36.8K -2,756 -5%
CB
117
Community Bank
New York
$688K +$105K +7,864 +17%
VKH
118
Virtu KCG Holdings
New York
$685K +$383K +28,696 +120%
SAM
119
Summit Asset Management
Tennessee
$660K -$3.95M -295,732 -85%
PAM
120
Premier Asset Management
Illinois
$659K +$70.1K +5,252 +12%
SIG
121
Stanford Investment Group
California
$655K +$666K +49,884 +12,348%
Citadel Advisors
122
Citadel Advisors
Florida
$648K -$886K -66,420 -57%
PS
123
Portfolio Solutions
Michigan
$646K +$662K +49,584 New
TFF
124
The Family Firm
Maryland
$619K +$24.8K +1,856 +4%
EWA
125
EP Wealth Advisors
California
$598K +$613K +45,892 New
3 4
5
6 7

SCHA Hedge Fund Activity: Q4 2015 in Review

227 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2015, worth a combined $762M — up 15% from $661M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new SCHA positions and 22 closed out — a net gain of 13 holders — while 119 added to existing stakes and 57 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $44.5M. The largest seller was Financial Management Professionals, cutting an estimated $17.9M.

  • 227 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2015, up from 217 in Q3 2015.
  • Funds reported $762M of Schwab U.S Small- Cap ETF stock for Q4 2015, up 15% quarter-over-quarter.
  • 35 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2015 and 22 closed out, a net change of +13 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2015 was Charles Schwab Investment Advisory, an estimated $44.5M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2015 was Financial Management Professionals, an estimated $17.9M sold.

Based on aggregated 13F filings for Q4 2015.