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Schwab U.S Small- Cap ETF

217 hedge funds and large institutions have $661M invested in Schwab U.S Small- Cap ETF in 2015 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 112 increasing their positions, 61 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

466% more call options, than puts

Call options by funds: $1.64M | Put options by funds: $290K

84% more repeat investments, than reductions

Existing positions increased: 112 | Existing positions reduced: 61

25% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 16

4% more funds holding in top 10

Funds holding in top 10: 2425 (+1)

3.49% more ownership

Funds ownership: 90.64%94.13% (+3.5%)

2% more funds holding

Funds holding: 213217 (+4)

2% less capital invested

Capital invested by funds: $672M → $661M (-$10.7M)

Holders
217
Holders Change
+4
Holders Change %
+1.88%
% of All Funds
6.06%
Holding in Top 10
25
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4.17%
% of All Funds
0.7%
New
20
Increased
112
Reduced
61
Closed
16
Calls
$1.64M
Puts
$290K
Net Calls
+$1.35M
Net Calls Change
+$736K
Name Holding Trade Value Shares
Change
Change in
Stake
FA
101
Fagan Associates
New York
$786K -$11.8K -856 -1%
TRCT
102
Tower Research Capital (TRC)
New York
$769K -$1.12M -81,368 -57%
LYV
103
Live Your Vision
Pennsylvania
$732K +$540K +39,236 +213%
SFSG
104
Stearns Financial Services Group
North Carolina
$731K +$6.72K +488 +0.9%
HighTower Advisors
105
HighTower Advisors
Illinois
$729K +$110K +7,956 +16%
SFG
106
Sage Financial Group
Pennsylvania
$709K +$194K +14,088 +34%
LFA
107
Landmark Financial Advisors
Kentucky
$699K +$45K +3,272 +6%
LCM
108
Leisure Capital Management
California
$633K +$271K +19,704 +65%
CPA
109
Capital Planning Advisors
California
$631K +$684K +49,712 New
FF
110
Friedenthal Financial
New Jersey
$613K -$899K -65,280 -57%
TCM
111
Twele Capital Management
Minnesota
$583K +$67.5K +4,904 +12%
TFF
112
The Family Firm
Maryland
$580K +$629K +45,716 New
MIAN
113
Mariner Independent Advisor Network
Kansas
$579K -$1.41M -102,572 -69%
BCI
114
Brinker Capital Investments
Pennsylvania
$578K -$10.6K -768 -2%
PAM
115
Premier Asset Management
Illinois
$576K -$36.8K -2,672 -6%
AIG
116
American International Group
New York
$575K -$44.2K -3,208 -7%
SS
117
Simplicity Solutions
Minnesota
$572K +$238K +17,312 +62%
CB
118
Community Bank
New York
$571K +$110K +8,000 +22%
CA
119
Cambridge Advisors
Nebraska
$565K +$60K +4,356 +11%
Northern Trust
120
Northern Trust
Illinois
$547K -$468K -34,000 -44%
PAG
121
Pinnacle Advisory Group
Maryland
$538K +$54K +3,924 +10%
BRWA
122
B. Riley Wealth Advisors
Florida
$489K +$38.7K +2,812 +8%
Royal Bank of Canada
123
Royal Bank of Canada
Ontario, Canada
$466K -$1.73M -125,648 -77%
GHA
124
GW Henssler & Associates
Georgia
$466K +$138K +10,028 +38%
IFS
125
Ifrah Financial Services
Arkansas
$448K -$8.43K -612 -2%

SCHA Hedge Fund Activity: Q3 2015 in Review

217 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2015, worth a combined $661M — down 1.6% from $672M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SCHA positions and 16 closed out — a net gain of 4 holders — while 112 added to existing stakes and 61 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $26.2M. The largest seller was United Capital Financial Advisors, cutting an estimated $6.1M.

  • 217 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2015, up from 213 in Q2 2015.
  • Funds reported $661M of Schwab U.S Small- Cap ETF stock for Q3 2015, down 1.6% quarter-over-quarter.
  • 20 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2015 and 16 closed out, a net change of +4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2015 was Charles Schwab Investment Advisory, an estimated $26.2M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2015 was United Capital Financial Advisors, an estimated $6.1M sold.

Based on aggregated 13F filings for Q3 2015.