Schwab U.S Small- Cap ETF
SCHA
105 hedge funds and large institutions have $246M invested in Schwab U.S Small- Cap ETF in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 56 increasing their positions, 19 reducing their positions, and 7 closing their positions.
195% more repeat investments, than reductions
Existing positions increased: 56 | Existing positions reduced: 19
129% more first-time investments, than exits
New positions opened: 16 | Existing positions closed: 7
29% more funds holding in top 10
Funds holding in top 10: 7 → 9 (+2)
9% more funds holding
Funds holding: 96 → 105 (+9)
5% more capital invested
Capital invested by funds: $235M → $246M (+$11.8M)
15% less ownership
Funds ownership: 78.36% → 63.36% (-15%)
45% less call options, than puts
Call options by funds: $796K | Put options by funds: $1.45M
Top Buyers
| 1 |
Goldman Sachs
New York
|
+$5.64M |
| 2 |
PMG
ProVise Management Group
Clearwater,
Florida
|
+$5.47M |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$5.03M |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$3.24M |
| 5 |
Charles Schwab
San Francisco,
California
|
+$2.92M |
Top Sellers
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TWA
101
TCI Wealth Advisors
Tucson,
Arizona
| $5K | +$47 | +4 | +1% |
|
|
FANJ
102
Financial Architects (New Jersey)
Marlton,
New Jersey
| $5K | +$4.46K | +380 | New |
|
|
EWM
103
Edge Wealth Management
New York
| $5K | +$5.17K | +440 | New |
|
|
LTFS
104
Ladenburg Thalmann Financial Services
Miami,
Florida
| $4K | +$2.35K | +200 | +152% |
|
105
Rafferty Asset Management
New York
| – | -$11M | -1,000,800 | Closed |
|
|
SWA
106
SFMG Wealth Advisors
Plano,
Texas
| – | -$649K | -59,036 | Closed |
|
107
HighTower Advisors
Chicago,
Illinois
| – | -$318K | -28,928 | Closed |
|
|
RIA
108
Regal Investment Advisors
Kentwood,
Michigan
| – | -$174K | -15,796 | Closed |
|
109
Nomura Holdings
Tokyo,
Japan
| – | -$75K | -6,800 | Closed |
|
|
PP
110
Palladium Partners
Norfolk,
Virginia
| – | -$16K | -1,480 | Closed |
|
|
OWP
111
Obermeyer Wealth Partners
Aspen,
Colorado
| – | -$11K | -1,032 | Closed |
|
SCHA Hedge Fund Activity: Q3 2013 in Review
105 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2013, worth a combined $246M — up 5% from $235M a quarter earlier.
Buyers outnumbered sellers: 16 funds opened new SCHA positions and 7 closed out — a net gain of 9 holders — while 56 added to existing stakes and 19 trimmed.
The largest buyer was Goldman Sachs, adding an estimated $5.64M. The largest seller was HBK Sorce Advisory, cutting an estimated $29.4M.
- 105 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2013, up from 96 in Q2 2013.
- Funds reported $246M of Schwab U.S Small- Cap ETF stock for Q3 2013, up 5% quarter-over-quarter.
- 16 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2013 and 7 closed out, a net change of +9 holders.
- The largest Schwab U.S Small- Cap ETF buyer in Q3 2013 was Goldman Sachs, an estimated $5.64M added.
- The largest Schwab U.S Small- Cap ETF seller in Q3 2013 was HBK Sorce Advisory, an estimated $29.4M sold.
Based on aggregated 13F filings for Q3 2013.