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Schwab U.S Small- Cap ETF
SCHA

1,055 hedge funds and large institutions have $9.59B invested in Schwab U.S Small- Cap ETF in 2023 Q4 according to their latest regulatory filings, with 170 funds opening new positions, 406 increasing their positions, 360 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

262% more first-time investments, than exits

New positions opened: 170 | Existing positions closed: 47

41% more call options, than puts

Call options by funds: $2.3M | Put options by funds: $1.63M

18% more funds holding in top 10

Funds holding in top 10: 60 → 71 (+11)

18% more capital invested

Capital invested by funds: $8.11B → $9.59B (+$1.47B)

13% more repeat investments, than reductions

Existing positions increased: 406 | Existing positions reduced: 360

12% more funds holding

Funds holding: 941 → 1,055 (+114)

11.14% more ownership

Funds ownership: 119.27% → 130.41% (+11%)

Holders
1,055
Holders Change
+114
Holders Change %
+12.11%
% of All Funds
15.38%
Holding in Top 10
71
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+18.33%
% of All Funds
1.04%
New
170
Increased
406
Reduced
360
Closed
47
Calls
$2.3M
Puts
$1.63M
Net Calls
+$672K
Net Calls Change
-$1.11M

Top Buyers

Rank Fund Capital Flow
1
Cerity Partners
Cerity Partners
New York
+$624M
2
Morgan Stanley
Morgan Stanley
New York
+$60.8M
3
Empower Advisory Group
Empower Advisory Group
Colorado
+$60.1M
4
CSIA
Charles Schwab Investment Advisory
California
+$35.5M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$30.5M

Top Sellers

Rank Fund Capital Flow
1
SIS
Strategic Investment Solutions
Illinois
-$41.1M
2
FA
Financial Advisors
Massachusetts
-$40.1M
3
UCFA
United Capital Financial Advisors
Texas
-$26.2M
4
Ameriprise
Ameriprise
Minnesota
-$25.4M
5
BWL
Bogart Wealth LLC
Virginia
-$17.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
FDCP
1051
Foster Dykema Cabot & Partners
Massachusetts
$283 +$253 +12 New
MAWCM
1052
Mine & Arao Wealth Creation & Management
California
$240 – – –
HWP
1053
Highline Wealth Partners
California
$189 – – –
AWM
1054
Atticus Wealth Management
Florida
$98 -$214K -10,144 -100%
CA
1055
Crewe Advisors
Utah
$95 +$84 +4 New
FFA
1056
Frazier Financial Advisors
Ohio
$48 +$42 +2 New
YAL
1057
Your Advocates Ltd
Texas
$31 -$7.33K -348 -99%
FM
1058
Family Management
New York
$19 -$257K -12,190 Closed
IAS
1059
IMA Advisory Services
Colorado
– -$8.19M -395,678 Closed
SBH
1060
Segall Bryant & Hamill
Illinois
– -$1.8M -87,100 Closed
CF
1061
Cantor Fitzgerald
New York
– -$1.45M -69,786 Closed
Millennium Management
1062
Millennium Management
New York
– -$1.23M -59,512 Closed
Citadel Advisors
1063
Citadel Advisors
Florida
– -$1.08M -51,358 Closed
CP
1064
Capital Planning
Washington
– -$980K -47,308 Closed
EW
1065
Evoke Wealth
California
– -$949K -45,816 Closed
Renaissance Technologies
1066
Renaissance Technologies
New York
– -$862K -41,600 Closed
GWA
1067
GGM Wealth Advisors
Maryland
– -$777K -37,534 Closed
LWM
1068
Laidlaw Wealth Management
New York
– -$717K -34,608 Closed
WP
1069
WealthSource Partners
California
– -$662K -31,978 Closed
WF
1070
Wayfinding Financial
Washington
– -$442K -21,652 Closed
BTWM
1071
Baker Tilly Wealth Management
Wisconsin
– -$434K -20,932 Closed
TA
1072
Trellis Advisors
Washington
– -$364K -17,552 Closed
YIH
1073
Y-Intercept (HK)
Hong Kong
– -$261K -12,606 Closed
FPAS
1074
Focus Partners Advisor Solutions
Missouri
– -$224K -10,828 Closed
NWMG
1075
National Wealth Management Group
Ohio
– -$218K -10,512 Closed
41 42
43
44 45

SCHA Hedge Fund Activity: Q4 2023 in Review

1,055 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2023, worth a combined $9.59B — up 18% from $8.11B a quarter earlier.

Buyers outnumbered sellers: 170 funds opened new SCHA positions and 47 closed out — a net gain of 123 holders — while 406 added to existing stakes and 360 trimmed.

The largest buyer was Cerity Partners, adding an estimated $624M. The largest seller was Strategic Investment Solutions, cutting an estimated $41.1M.

  • 1,055 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2023, up from 941 in Q3 2023.
  • Funds reported $9.59B of Schwab U.S Small- Cap ETF stock for Q4 2023, up 18% quarter-over-quarter.
  • 170 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2023 and 47 closed out, a net change of +123 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2023 was Cerity Partners, an estimated $624M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2023 was Strategic Investment Solutions, an estimated $41.1M sold.

Based on aggregated 13F filings for Q4 2023.