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Schwab U.S Small- Cap ETF
SCHA

1,055 hedge funds and large institutions have $9.59B invested in Schwab U.S Small- Cap ETF in 2023 Q4 according to their latest regulatory filings, with 170 funds opening new positions, 406 increasing their positions, 360 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

262% more first-time investments, than exits

New positions opened: 170 | Existing positions closed: 47

41% more call options, than puts

Call options by funds: $2.3M | Put options by funds: $1.63M

18% more funds holding in top 10

Funds holding in top 10: 60 → 71 (+11)

18% more capital invested

Capital invested by funds: $8.11B → $9.59B (+$1.47B)

13% more repeat investments, than reductions

Existing positions increased: 406 | Existing positions reduced: 360

12% more funds holding

Funds holding: 941 → 1,055 (+114)

11.14% more ownership

Funds ownership: 119.27% → 130.41% (+11%)

Holders
1,055
Holders Change
+114
Holders Change %
+12.11%
% of All Funds
15.38%
Holding in Top 10
71
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+18.33%
% of All Funds
1.04%
New
170
Increased
406
Reduced
360
Closed
47
Calls
$2.3M
Puts
$1.63M
Net Calls
+$672K
Net Calls Change
-$1.11M

Top Buyers

Rank Fund Capital Flow
1
Cerity Partners
Cerity Partners
New York
+$624M
2
Morgan Stanley
Morgan Stanley
New York
+$60.8M
3
Empower Advisory Group
Empower Advisory Group
Colorado
+$60.1M
4
CSIA
Charles Schwab Investment Advisory
California
+$35.5M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$30.5M

Top Sellers

Rank Fund Capital Flow
1
SIS
Strategic Investment Solutions
Illinois
-$41.1M
2
FA
Financial Advisors
Massachusetts
-$40.1M
3
UCFA
United Capital Financial Advisors
Texas
-$26.2M
4
Ameriprise
Ameriprise
Minnesota
-$25.4M
5
BWL
Bogart Wealth LLC
Virginia
-$17.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
TFG
1001
Team Financial Group
California
$8.7K +$42 +2 +0.5%
BL
1002
Balentine LLC
Georgia
$8.55K – – –
OCM
1003
Orion Capital Management
California
$8.22K – – –
HCM
1004
Horrell Capital Management
Arkansas
$8K – – –
AW
1005
Avion Wealth
Texas
$7K -$71.4K -3,388 -92%
NS
1006
NBC Securities
Alabama
$7K – – –
BAM
1007
Bellevue Asset Management
Washington
$6.99K – – –
AIC
1008
Archer Investment Corporation
Indiana
$6.71K – – –
BLC
1009
Brown, Lisle/Cummings
Rhode Island
$6.61K – – –
HDIM
1010
Hanson & Doremus Investment Management
Vermont
$6K – – –
CPG
1011
Custom Portfolio Group
Colorado
$5.86K +$5.9K +280 New
EWM
1012
EPG Wealth Management
Georgia
$5.45K -$1.14K -54 -18%
MBFW
1013
Morton Brown Family Wealth
Pennsylvania
$5.24K +$4.68K +222 New
GWSG
1014
GPS Wealth Strategies Group
Colorado
$5.1K – – –
LPP
1015
Life Planning Partners
Florida
$5.05K +$4.51K +214 New
HWA
1016
Heritage Wealth Advisors
Virginia
$4.87K +$4.34K +206 New
TSWM
1017
Tyler-Stone Wealth Management
Ohio
$4.72K – – –
FP
1018
Financial Perspectives
Minnesota
$4.65K +$42 +2 +1%
DAM
1019
Delta Asset Management
Tennessee
$4.44K – – –
RIL
1020
Rothschild Investment LLC
Illinois
$4.25K +$3.79K +180 New
AA
1021
Atmos Advisory
Pennsylvania
$4.16K – – –
MLA
1022
MB, Levis & Associates
Pennsylvania
$3.54K +$3.16K +150 New
OP
1023
ORG Partners
Indiana
$3.22K +$2.87K +136 New
RF
1024
Robinswood Financial
Washington
$3.17K +$2.82K +134 New
NMG
1025
New Millennium Group
Utah
$3.12K +$2.78K +132 New
39 40
41
42 43

SCHA Hedge Fund Activity: Q4 2023 in Review

1,055 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2023, worth a combined $9.59B — up 18% from $8.11B a quarter earlier.

Buyers outnumbered sellers: 170 funds opened new SCHA positions and 47 closed out — a net gain of 123 holders — while 406 added to existing stakes and 360 trimmed.

The largest buyer was Cerity Partners, adding an estimated $624M. The largest seller was Strategic Investment Solutions, cutting an estimated $41.1M.

  • 1,055 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2023, up from 941 in Q3 2023.
  • Funds reported $9.59B of Schwab U.S Small- Cap ETF stock for Q4 2023, up 18% quarter-over-quarter.
  • 170 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2023 and 47 closed out, a net change of +123 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2023 was Cerity Partners, an estimated $624M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2023 was Strategic Investment Solutions, an estimated $41.1M sold.

Based on aggregated 13F filings for Q4 2023.