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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
JF
76
Joule Financial
Kentucky
$10.3M +$903K +41,136 +9%
CWM
77
Curi Wealth Management
North Carolina
$10.2M -$1.58M -72,062 -13%
SWRP
78
Summit Wealth & Retirement Planning
California
$10.1M +$656K +29,908 +7%
BCMO
79
Buckingham Capital Management (Ohio)
Ohio
$9.87M +$226K +10,300 +2%
Commonwealth Equity Services
80
Commonwealth Equity Services
Massachusetts
$9.81M +$490K +22,314 +5%
AWM
81
AE Wealth Management
Kansas
$9.69M +$1.45M +66,232 +16%
CST
82
Charles Schwab Trust
Nevada
$9.64M +$1.08M +49,344 +12%
TWM
83
Tradition Wealth Management
Minnesota
$9.47M +$34.4K +1,568 +0.3%
NIC
84
Northwest Investment Counselors
Oregon
$9.44M -$96.9K -4,418 -1%
DAS
85
Dynamic Advisor Solutions
Arizona
$9.39M +$3.94M +179,602 +66%
MWM
86
Meridian Wealth Management
Kentucky
$9.39M +$5.28M +240,784 +113%
SFA
87
Sequoia Financial Advisors
Ohio
$9.26M -$44.5K -2,026 -0.5%
NSAM
88
North Star Asset Management
Wisconsin
$9.23M -$70.3K -3,204 -0.7%
TCM
89
Towercrest Capital Management
Pennsylvania
$9.14M -$427K -19,472 -4%
MSFS
90
Main Street Financial Solutions
Pennsylvania
$9.05M +$179K +8,174 +2%
EWM
91
Empirical Wealth Management
Washington
$8.83M +$29.7K +1,354 +0.3%
SJIM
92
St. Johns Investment Management
Florida
$8.71M -$163K -7,446 -2%
TPW
93
Tiller Private Wealth
Pennsylvania
$8.69M +$148K +6,734 +2%
AFP
94
Ausdal Financial Partners
Iowa
$8.63M +$4.53M +206,284 +98%
BFG
95
Berger Financial Group
Minnesota
$8.31M +$623K +28,374 +8%
H
96
HoyleCohen
California
$8.23M -$1.59M -72,504 -15%
IAS
97
IMA Advisory Services
Colorado
$8.19M +$707K +32,238 +9%
SFA
98
Souders Financial Advisors
Ohio
$8.15M +$317K +14,430 +4%
Truist Financial
99
Truist Financial
North Carolina
$8.11M -$334K -15,212 -4%
MTC
100
Matrix Trust Company
Colorado
$7.94M +$284K +12,952 +3%

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.