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Schwab U.S Small- Cap ETF
SCHA

311 hedge funds and large institutions have $1.88B invested in Schwab U.S Small- Cap ETF in 2017 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 159 increasing their positions, 85 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 14

145% more call options, than puts

Call options by funds: $1.02M | Put options by funds: $416K

87% more repeat investments, than reductions

Existing positions increased: 159 | Existing positions reduced: 85

22% more capital invested

Capital invested by funds: $1.54B → $1.88B (+$343M)

7% more funds holding

Funds holding: 290 → 311 (+21)

7.08% more ownership

Funds ownership: 137.1% → 144.18% (+7.1%)

5% more funds holding in top 10

Funds holding in top 10: 40 → 42 (+2)

Holders
311
Holders Change
+21
Holders Change %
+7.24%
% of All Funds
7.74%
Holding in Top 10
42
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+5%
% of All Funds
1.05%
New
38
Increased
159
Reduced
85
Closed
14
Calls
$1.02M
Puts
$416K
Net Calls
+$604K
Net Calls Change
+$1.1M

Top Buyers

Rank Fund Capital Flow
1
CSIA
Charles Schwab Investment Advisory
California
+$111M
2
SEI Investments
SEI Investments
Pennsylvania
+$98.9M
3
Bank of America
Bank of America
North Carolina
+$22.6M
4
BWM
BerganKDV Wealth Management
Minnesota
+$10.2M
5
SHJ
Sharkey, Howes & Javer
Colorado
+$7.48M

Top Sellers

Rank Fund Capital Flow
1
EK
Evensky & Katz
Florida
-$19.9M
2
BO
BRR OpCo
Ohio
-$11.2M
3
AG
Advisor Group
Arizona
-$4.1M
4
PCM
Pointe Capital Management
Michigan
-$3.52M
5
HSA
HBK Sorce Advisory
Pennsylvania
-$2.83M
Name Holding Trade Value Shares
Change 		Change in
Stake
BSB
76
Bangor Savings Bank
Maine
$3.18M +$305K +19,488 +11%
JWA
77
JFS Wealth Advisors
Pennsylvania
$3.16M – – –
KKAMG
78
Kernodle & Katon Asset Management Group
Arkansas
$3.08M -$251K -16,036 -8%
Creative Planning
79
Creative Planning
Kansas
$3M +$1.47M +93,716 +97%
AWMG
80
Alliance Wealth Management Group
New Jersey
$2.96M +$2.9M +185,280 New
SWA
81
Sutton Wealth Advisors
Florida
$2.92M +$274K +17,468 +10%
AG
82
Advisor Group
Arizona
$2.85M -$4.1M -261,828 -59%
PAG
83
Pinnacle Advisory Group
Maryland
$2.83M +$677K +43,248 +32%
CMP
84
Courage Miller Partners
Virginia
$2.81M +$32.6K +2,080 +1%
IA
85
IFP Advisors
Florida
$2.75M +$308K +19,664 +13%
Wells Fargo
86
Wells Fargo
California
$2.72M -$578K -36,892 -18%
DIA
87
Denver Investment Advisors
Colorado
$2.7M -$113K -7,200 -4%
GAM
88
Garrison Asset Management
Arkansas
$2.67M -$17.8K -1,136 -0.7%
PCA
89
Personal Capital Advisors
California
$2.67M +$2.68M +170,948 New
ML
90
McAdam LLC
Pennsylvania
$2.67M +$67.5K +4,308 +3%
SFG
91
Sage Financial Group
Pennsylvania
$2.62M +$145K +9,288 +6%
BAM
92
Berkshire Asset Management
Pennsylvania
$2.61M +$2.59M +165,628 New
AFS
93
Access Financial Services
Minnesota
$2.57M +$506K +32,316 +25%
FIM
94
Frontier Investment Management
Texas
$2.48M +$242K +15,472 +11%
VNA
95
Valley National Advisers
Pennsylvania
$2.38M -$772K -49,300 -25%
CFMC
96
Curbstone Financial Management Corp
New Hampshire
$2.35M +$143K +9,140 +7%
PS
97
Portfolio Solutions
Michigan
$2.27M – – –
VAS
98
Valicenti Advisory Services
New York
$2.24M +$354K +22,596 +19%
AMG
99
Asset Management Group
Connecticut
$2.18M -$185K -11,820 -8%
Royal Bank of Canada
100
Royal Bank of Canada
Ontario, Canada
$2.09M +$337K +21,548 +19%
2 3
4
5 6

SCHA Hedge Fund Activity: Q1 2017 in Review

311 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2017, worth a combined $1.88B — up 22% from $1.54B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SCHA positions and 14 closed out — a net gain of 24 holders — while 159 added to existing stakes and 85 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $111M. The largest seller was Evensky & Katz, cutting an estimated $19.9M.

  • 311 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2017, up from 290 in Q4 2016.
  • Funds reported $1.88B of Schwab U.S Small- Cap ETF stock for Q1 2017, up 22% quarter-over-quarter.
  • 38 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2017 and 14 closed out, a net change of +24 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2017 was Charles Schwab Investment Advisory, an estimated $111M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2017 was Evensky & Katz, an estimated $19.9M sold.

Based on aggregated 13F filings for Q1 2017.