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Schwab U.S Small- Cap ETF
SCHA

257 hedge funds and large institutions have $1.19B invested in Schwab U.S Small- Cap ETF in 2016 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 120 increasing their positions, 76 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

906% more call options, than puts

Call options by funds: $2.31M | Put options by funds: $230K

238% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 8

58% more repeat investments, than reductions

Existing positions increased: 120 | Existing positions reduced: 76

18% more capital invested

Capital invested by funds: $1B → $1.19B (+$184M)

8% more funds holding

Funds holding: 239 → 257 (+18)

7% more funds holding in top 10

Funds holding in top 10: 29 → 31 (+2)

4.25% more ownership

Funds ownership: 118.7% → 122.96% (+4.3%)

Holders
257
Holders Change
+18
Holders Change %
+7.53%
% of All Funds
6.86%
Holding in Top 10
31
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+6.9%
% of All Funds
0.83%
New
27
Increased
120
Reduced
76
Closed
8
Calls
$2.31M
Puts
$230K
Net Calls
+$2.08M
Net Calls Change
+$1.86M

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$55.6M
2
FMP
Financial Management Professionals
Texas
+$23.2M
3
AB
AT Bancorp
Iowa
+$16.5M
4
Jane Street
Jane Street
New York
+$6.85M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$4.48M

Top Sellers

1
HSA
HBK Sorce Advisory
Pennsylvania
-$27.7M
2
SWM
SVA Wealth Management
Wisconsin
-$5.24M
3
Goldman Sachs
Goldman Sachs
New York
-$3.39M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.06M
5
FWM
Frontier Wealth Management
Missouri
-$1.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
HighTower Advisors
76
HighTower Advisors
Illinois
$2.12M +$1.35M +95,256 +183%
KF
77
Krilogy Financial
Missouri
$2.07M -$333K -23,492 -14%
IA
78
IFP Advisors
Florida
$2M +$151K +10,628 +8%
AMG
79
Asset Management Group
Connecticut
$1.99M +$158K +11,128 +9%
CFMC
80
Curbstone Financial Management Corp
New Hampshire
$1.9M +$235K +16,560 +14%
GA
81
Gateway Advisory
New Jersey
$1.83M -$105K -7,432 -5%
PAG
82
Pinnacle Advisory Group
Maryland
$1.74M +$807K +56,892 +86%
BlackRock
83
BlackRock
New York
$1.74M -$5.79K -408 -0.3%
CCA
84
Cobblestone Capital Advisors
New York
$1.69M +$513K +36,156 +45%
HIC
85
Hartline Investment Corp
Illinois
$1.65M -$57.4K -4,044 -3%
LYV
86
Live Your Vision
Pennsylvania
$1.6M +$47.4K +3,344 +3%
BC
87
Bartlett & Co
Ohio
$1.59M -$30.2K -2,128 -2%
TH
88
Timber Hill
Connecticut
$1.59M +$1.57M +110,380 New
MA
89
MUFG Americas
New York
$1.58M +$878K +61,916 +130%
VAS
90
Valicenti Advisory Services
New York
$1.56M +$1.53M +108,192 New
GC
91
Grimes & Company
Massachusetts
$1.44M +$54.1K +3,812 +4%
Mariner
92
Mariner
Kansas
$1.4M +$584K +41,184 +74%
GAM
93
Garrison Asset Management
Arkansas
$1.4M -$13.3K -940 -1%
PA
94
Pinnacle Associates
New York
$1.36M +$9.65K +680 +0.7%
PAG
95
Private Advisor Group
New Jersey
$1.35M -$19.4K -1,368 -1%
BWM
96
BerganKDV Wealth Management
Minnesota
$1.35M +$157K +11,048 +13%
BJ
97
Brouwer & Janachowski
California
$1.33M -$594K -41,888 -31%
TFF
98
The Family Firm
Maryland
$1.26M -$211K -14,908 -15%
CB
99
Community Bank
New York
$1.18M +$243K +17,120 +26%
AA
100
Alesco Advisors
New York
$1.16M +$46.7K +3,292 +4%
2 3
4
5 6

SCHA Hedge Fund Activity: Q3 2016 in Review

257 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2016, worth a combined $1.19B — up 18% from $1B a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHA positions and 8 closed out — a net gain of 19 holders — while 120 added to existing stakes and 76 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $55.6M. The largest seller was HBK Sorce Advisory, cutting an estimated $27.7M.

  • 257 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2016, up from 239 in Q2 2016.
  • Funds reported $1.19B of Schwab U.S Small- Cap ETF stock for Q3 2016, up 18% quarter-over-quarter.
  • 27 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2016 and 8 closed out, a net change of +19 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2016 was Charles Schwab Investment Advisory, an estimated $55.6M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2016 was HBK Sorce Advisory, an estimated $27.7M sold.

Based on aggregated 13F filings for Q3 2016.