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Schwab U.S Small- Cap ETF
SCHA

227 hedge funds and large institutions have $762M invested in Schwab U.S Small- Cap ETF in 2015 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 119 increasing their positions, 57 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

109% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 57

59% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 22

15% more capital invested

Capital invested by funds: $661M → $762M (+$101M)

6.72% more ownership

Funds ownership: 94.13% → 100.85% (+6.7%)

5% more funds holding

Funds holding: 217 → 227 (+10)

0% more funds holding in top 10

Funds holding in top 10: 25 → 25 (0)

33% less call options, than puts

Call options by funds: $285K | Put options by funds: $427K

Holders
227
Holders Change
+10
Holders Change %
+4.61%
% of All Funds
5.95%
Holding in Top 10
25
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.66%
New
35
Increased
119
Reduced
57
Closed
22
Calls
$285K
Puts
$427K
Net Calls
-$142K
Net Calls Change
-$1.49M

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$44.5M
2
BO
BRR OpCo
Ohio
+$12.2M
3
Allianz Asset Management
Allianz Asset Management
Germany
+$9.77M
4
CCM
CWH Capital Management
Washington
+$5.22M
5
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$5.02M

Top Sellers

1
FMP
Financial Management Professionals
Texas
-$17.9M
2
PFG
Piershale Financial Group
Illinois
-$14.8M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$8.3M
4
Mariner
Mariner
Kansas
-$5.11M
5
SHJ
Sharkey, Howes & Javer
Colorado
-$4.62M
Name Holding Trade Value Shares
Change 		Change in
Stake
ADL
76
Asset Dedication LLC
California
$1.57M +$1.61M +120,868 New
EMA
77
Efficient Market Advisors
California
$1.52M +$1.28M +95,788 +455%
FWM
78
Frontier Wealth Management
Missouri
$1.52M -$64.1K -4,804 -4%
DIA
79
Denver Investment Advisors
Colorado
$1.52M +$8.01K +600 +0.5%
SFG
80
Sage Financial Group
Pennsylvania
$1.48M +$774K +57,972 +104%
SWM
81
Stockman Wealth Management
Montana
$1.44M -$14.4K -1,076 -1%
STMM
82
South Texas Money Management
Texas
$1.42M +$223K +16,724 +18%
BCMO
83
Buckingham Capital Management (Ohio)
Ohio
$1.41M +$222K +16,596 +18%
BC
84
Bartlett & Co
Ohio
$1.34M +$126K +9,440 +10%
LTFS
85
Ladenburg Thalmann Financial Services
Florida
$1.34M +$52.7K +3,952 +4%
FNBT
86
FineMark National Bank & Trust
Florida
$1.34M +$1.06M +79,716 +348%
BlackRock
87
BlackRock
New York
$1.33M +$1.37M +102,284 New
AI
88
Atria Investments
North Carolina
$1.29M -$137K -10,280 -9%
GAM
89
Garrison Asset Management
Arkansas
$1.28M +$4.32K +324 +0.3%
PAG
90
Private Advisor Group
New Jersey
$1.21M +$335K +25,104 +37%
PA
91
Pinnacle Associates
New York
$1.14M +$22.2K +1,660 +2%
LIM
92
Leavell Investment Management
Alabama
$1.14M +$7.63K +572 +0.7%
LWMT
93
Legacy Wealth Management (Tennessee)
Tennessee
$1.08M +$1.11M +83,256 New
CCM
94
Condor Capital Management
New Jersey
$1.08M +$13.9K +1,040 +1%
HighTower Advisors
95
HighTower Advisors
Illinois
$993K +$262K +19,600 +35%
TRCT
96
Tower Research Capital (TRC)
New York
$984K +$200K +14,988 +25%
IA
97
IFP Advisors
Florida
$972K +$996K +74,620 New
BW
98
Bison Wealth
Georgia
$943K +$511K +38,268 +112%
PWMAG
99
Pinnacle Wealth Management Advisory Group
New Jersey
$936K +$42.2K +3,160 +5%
SEIA
100
Signature Estate & Investment Advisors
California
$935K +$111K +8,352 +13%
2 3
4
5 6

SCHA Hedge Fund Activity: Q4 2015 in Review

227 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2015, worth a combined $762M — up 15% from $661M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new SCHA positions and 22 closed out — a net gain of 13 holders — while 119 added to existing stakes and 57 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $44.5M. The largest seller was Financial Management Professionals, cutting an estimated $17.9M.

  • 227 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2015, up from 217 in Q3 2015.
  • Funds reported $762M of Schwab U.S Small- Cap ETF stock for Q4 2015, up 15% quarter-over-quarter.
  • 35 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2015 and 22 closed out, a net change of +13 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2015 was Charles Schwab Investment Advisory, an estimated $44.5M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2015 was Financial Management Professionals, an estimated $17.9M sold.

Based on aggregated 13F filings for Q4 2015.