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Schwab U.S Small- Cap ETF
SCHA

Overview Fund Activity

105 hedge funds and large institutions have $246M invested in Schwab U.S Small- Cap ETF in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 56 increasing their positions, 19 reducing their positions, and 7 closing their positions.

Holders
105
Holders Change
+9
Holders Change %
+9.38%
% of All Funds
3.41%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.29%
New
16
Increased
56
Reduced
19
Closed
7
Calls
$796K
Puts
$1.45M
Net Calls
-$655K
Net Calls Change
-$1.19M

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$6.17M
2
PMG
2
ProVise Management Group
Florida
$7.32M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$6.17M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.36M
5
Charles Schwab
5
Charles Schwab
California
$7.75M

Top Sellers

1
HSA
1
HBK Sorce Advisory
Pennsylvania
$30M
2
Rafferty Asset Management
2
Rafferty Asset Management
New York
$0
3
PA
3
Planning Alternatives
Michigan
$1.07M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.99M
5
SWA
5
SFMG Wealth Advisors
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BAM
76
Barrett Asset Management
New York
$181K – – –
Deutsche Bank
77
Deutsche Bank
Germany
$174K – – –
HR
78
Howe & Rusling
New York
$145K – – –
GT
79
Glenmede Trust
Pennsylvania
$144K +$144K +12,000 New
FNBT
80
FineMark National Bank & Trust
Florida
$113K +$12.6K +1,040 +13%
CDIA
81
Capital Directions Investment Advisors
Georgia
$108K – – –
WA
82
WFG Advisors
Texas
$106K +$288 +24 +0.3%
AIG
83
American International Group
New York
$85.3K +$85.3K +7,076 New
PNC Financial Services Group
84
PNC Financial Services Group
Pennsylvania
$84K +$37.3K +3,080 +80%
TIM
85
Tortoise Investment Management
New York
$77K +$11.4K +940 +17%
MCM
86
Manchester Capital Management
Vermont
$45K – – –
S
87
SignatureFD
Georgia
$44K +$38K +3,180 +631%
Wells Fargo
88
Wells Fargo
California
$37K +$23.4K +1,964 +173%
Northwestern Mutual Wealth Management
89
Northwestern Mutual Wealth Management
Wisconsin
$20K +$20K +1,672 New
VCM
90
Vigilant Capital Management
Maine
$19K – – –
PMFA
91
Plante Moran Financial Advisors
Michigan
$19K +$19K +1,600 New
BC
92
Bartlett & Co
Ohio
$18K – – –
KTC
93
Kistler-Tiffany Companies
Pennsylvania
$15K +$15K +1,260 New
JIC
94
Joel Isaacson & Co
New York
$14K – – –
EK
95
Evensky & Katz
Florida
$12K +$860 +76 +8%
Creative Planning
96
Creative Planning
Kansas
$10K +$10K +800 New
CFS
97
Community Financial System
New York
$9K – – –
TSW
98
Thompson Siegel & Walmsley
Virginia
$9K – – –
MFS
99
MSI Financial Services
Massachusetts
$7K +$4.58K +400 +189%
NES
100
New England Securities
New York
$6K -$1.2K -100 -17%
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4
5