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Schwab U.S Small- Cap ETF
SCHA

Overview Fund Activity

940 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 60 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
940
Holders Change
-15
Holders Change %
-1.57%
% of All Funds
14.99%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.96%
New
57
Increased
398
Reduced
345
Closed
60
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K

Top Buyers

1
CSIA
1
Charles Schwab Investment Advisory
California
$3.06B
2
Cerity Partners
2
Cerity Partners
New York
$81.2M
3
SIS
3
Strategic Investment Solutions
Illinois
$43.6M
4
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$69.4M
5
Creative Planning
5
Creative Planning
Kansas
$101M

Top Sellers

1
Empower Advisory Group
1
Empower Advisory Group
Colorado
$449M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$65M
3
PCIA
3
Prime Capital Investment Advisors
Kansas
$25.6M
4
AG
4
Appleton Group
Wisconsin
$598K
5
HP
5
Hilltop Partners
Indiana
$1.29M
Name Holding Trade Value Shares
Change 		Shares
Change %
TF
926
Tompkins Financial
New York
$1.08K – – –
TFA
927
Transamerica Financial Advisors
Florida
$1K -$365K -730 -100%
OAJ
928
Ogorek Anthony Joseph
New York
$1K – – –
CCMI
929
Creative Capital Management Investments
California
$994 +$994 +48 New
AssetMark Inc
930
AssetMark Inc
California
$911 +$331 +16 +57%
BCMIO
931
Beacon Capital Management Inc (Ohio)
Ohio
$828 – – –
AA
932
Addison Advisors
Vermont
$746 +$249 +12 +50%
FFA
933
Founders Financial Alliance
North Carolina
$580 -$787 -38 -58%
MFG
934
Mendota Financial Group
Wisconsin
$498 – – –
FCAS
935
First Command Advisory Services
Texas
$456 +$456 +22 New
BlackRock
936
BlackRock
New York
$373 – – –
PCTC
937
Perkins Coie Trust Company
Washington
$372 +$372 +18 New
MAWCM
938
Mine & Arao Wealth Creation & Management
California
$210 – – –
Legacy Financial Group (Iowa)
939
Legacy Financial Group (Iowa)
Iowa
$207 +$207 +10 New
HWP
940
Highline Wealth Partners
California
$166 +$166 +8 New
BNP Paribas Financial Markets
941
BNP Paribas Financial Markets
France
$124 +$124 +6 New
RGF
942
Retirement Guys Formula
Ohio
– -$6.8M -310,608 Closed
AWM
943
Adams Wealth Management
Utah
– -$4.87M -222,346 Closed
Lido Advisors
944
Lido Advisors
California
– -$2.46M -112,504 Closed
Susquehanna International Group
945
Susquehanna International Group
Pennsylvania
– -$2.2M -100,458 Closed
Jane Street
946
Jane Street
New York
– -$1.69M -77,040 Closed
IAIM
947
International Assets Investment Management
Florida
– -$1.94M -68,672 Closed
PG
948
Prostatis Group
Maryland
– -$43.2K -67,544 Closed
OMC
949
Old Mission Capital
Illinois
– -$1.12M -51,200 Closed
WAS
950
Wealth Advisory Solutions
Indiana
– -$572K -46,482 Closed
36 37
38
39 40