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Schwab U.S Small- Cap ETF
SCHA

928 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 345 increasing their positions, 383 reducing their positions, and 64 closing their positions.

New
Increased
Maintained
Reduced
Closed

270% more call options, than puts

Call options by funds: $3.07M | Put options by funds: $830K

11% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 64

10% less repeat investments, than reductions

Existing positions increased: 345 | Existing positions reduced: 383

1% less funds holding

Funds holding: 941 → 928 (-13)

1.48% less ownership

Funds ownership: 119.87% → 118.39% (-1.5%)

10% less funds holding in top 10

Funds holding in top 10: 70 → 63 (-7)

11% less capital invested

Capital invested by funds: $9.12B → $8.11B (-$1.01B)

Holders
928
Holders Change
-13
Holders Change %
-1.38%
% of All Funds
14.79%
Holding in Top 10
63
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-10%
% of All Funds
1%
New
71
Increased
345
Reduced
383
Closed
64
Calls
$3.07M
Puts
$830K
Net Calls
+$2.24M
Net Calls Change
+$671K

Top Buyers

Rank Fund Capital Flow
1
Charles Schwab
Charles Schwab
California
+$28.1M
2
Bank of America
Bank of America
North Carolina
+$21.8M
3
FFN
Focus Financial Network
Minnesota
+$12.5M
4
Jane Street
Jane Street
New York
+$12.1M
5
Ameriprise
Ameriprise
Minnesota
+$10.6M

Top Sellers

Rank Fund Capital Flow
1
CSIA
Charles Schwab Investment Advisory
California
-$116M
2
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
-$58.3M
3
TCM
Tradewinds Capital Management
Washington
-$27.8M
4
HighTower Advisors
HighTower Advisors
Illinois
-$26.1M
5
AT
American Trust
Kentucky
-$21.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
Citigroup
901
Citigroup
New York
$4.19K -$7.22K -336 -63%
FP
902
Financial Perspectives
Minnesota
$4.11K – – –
EWM
903
Endurance Wealth Management
Rhode Island
$4K – – –
DAM
904
Delta Asset Management
Tennessee
$3.94K – – –
GEA
905
Glen Eagle Advisors
New Jersey
$3.58K +$2.79K +130 +325%
HCM
906
Hollencrest Capital Management
California
$3.43K – – –
PCA
907
Providence Capital Advisors
North Carolina
$3.35K – – –
CWP
908
Concord Wealth Partners
Virginia
$3.15K – – –
FA
909
Fortis Advisors
Pennsylvania
$3.09K +$43 +2 +1%
CSB
910
City State Bank
Iowa
$3K – – –
TCA
911
Trifecta Capital Advisors
Illinois
$2.66K -$2.49K -116 -48%
FMB
912
Field & Main Bank
Kentucky
$2.6K – – –
TFM
913
TFC Financial Management
Massachusetts
$2.28K – – –
AFG
914
Albion Financial Group
Utah
$2.1K -$23.4K -1,088 -92%
FMP
915
Financial Management Professionals
Texas
$2K -$6.1K -284 -77%
PTC
916
Private Trust Company
Ohio
$1.8K +$1.85K +86 New
MSFP
917
Mark Sheptoff Financial Planning
Connecticut
$1.59K – – –
AA
918
Addison Advisors
Vermont
$1.51K – – –
CIA
919
Cascade Investment Advisors
Oregon
$1.43K +$1.46K +68 New
FFA
920
Founders Financial Alliance
North Carolina
$1.36K -$1.16K -54 -45%
HWA
921
Heritage Wealth Advisors
Virginia
$1.14K +$1.16K +54 New
TF
922
Tompkins Financial
New York
$1.09K – – –
OAJ
923
Ogorek Anthony Joseph
New York
$1K – – –
MIM
924
Macroview Investment Management
Maryland
$608 – – –
CFFP
925
Center for Financial Planning
Michigan
$336 – – –
35 36
37
38 39

SCHA Hedge Fund Activity: Q1 2023 in Review

928 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2023, worth a combined $8.11B — down 11% from $9.12B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new SCHA positions and 64 closed out — a net gain of 7 holders — while 345 added to existing stakes and 383 trimmed.

The largest buyer was Charles Schwab, adding an estimated $28.1M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $116M.

  • 928 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2023, down from 941 in Q4 2022.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2023 and 64 closed out, a net change of +7 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2023 was Charles Schwab, an estimated $28.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2023 was Charles Schwab Investment Advisory, an estimated $116M sold.

Based on aggregated 13F filings for Q1 2023.