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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
JFG
876
JDM Financial Group
Texas
$10.4K
IHWM
877
Iron Horse Wealth Management
Iowa
$10.4K +$11K +500 New
GWS
878
Glassman Wealth Services
Virginia
$10.2K
JFGIW
879
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$10K +$1.49K +68 +16%
DF
880
DecisionPoint Financial
Arizona
$9.94K +$10.5K +480 New
FAM
881
Flaharty Asset Management
Florida
$9.15K +$9.7K +442 New
BFO
882
Biltmore Family Office
North Carolina
$8.95K +$9.48K +432 New
NG
883
NWK Group
California
$8.78K
AWM
884
Aberdeen Wealth Management
Illinois
$8.28K
WIM
885
Westside Investment Management
California
$8.12K
CMA
886
Cedar Mountain Advisors
Oregon
$7.95K -$88 -4 -1%
PO
887
Private Ocean
California
$7.74K -$8.29K -378 -50%
TFG
888
Team Financial Group
California
$7.58K +$8.03K +366 New
BL
889
Balentine LLC
Georgia
$7.5K
YAL
890
Your Advocates Ltd
Texas
$7.23K -$3.38K -154 -31%
BF
891
BOK Financial
Oklahoma
$7.21K +$7.64K +348 +1,450%
OCM
892
Orion Capital Management
California
$7.21K +$7.64K +348 New
HCM
893
Horrell Capital Management
Arkansas
$7K
BAM
894
Bellevue Asset Management
Washington
$6.13K
EWM
895
EPG Wealth Management
Georgia
$6.05K
NS
896
NBC Securities
Alabama
$6K +$7.33K +334 New
AIC
897
Archer Investment Corporation
Indiana
$5.88K
JFA
898
JNBA Financial Advisors
Minnesota
$5.88K
BLC
899
Brown, Lisle/Cummings
Rhode Island
$5.8K
NC
900
NewSquare Capital
Pennsylvania
$5.14K -$36.4K -1,658 -87%

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.