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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
LFA
851
LGT Financial Advisors
Texas
$19.9K +$88 +4 +0.4%
TCM
852
TD Capital Management
Tennessee
$19.7K +$6.06K +276 +41%
National Bank of Canada
853
National Bank of Canada
Quebec, Canada
$18.4K
Franklin Resources
854
Franklin Resources
California
$17.4K -$1.27K -58 -6%
BWM
855
Baystate Wealth Management
Massachusetts
$17.2K +$88 +4 +0.5%
MFA
856
McClarren Financial Advisors
Pennsylvania
$17K +$88 +4 +0.5%
WT
857
Washington Trust
Rhode Island
$16.9K
AWA
858
Authentikos Wealth Advisory
California
$16.5K +$17.5K +798 New
SWA
859
SOA Wealth Advisors
New York
$16.5K
GI
860
Gradient Investments
Minnesota
$16.4K +$6.06K +276 +54%
WOSD
861
WFA of San Diego
California
$16.4K +$88 +4 +0.5%
GFPC
862
Global Financial Private Client
Florida
$16.3K
ST
863
Smithfield Trust
Pennsylvania
$16K
WFA
864
WestHill Financial Advisors
California
$15.8K -$7.9K -360 -32%
CP
865
Castleview Partners
Texas
$15K +$15.8K +722 New
FHA
866
First Horizon Advisors
Tennessee
$14.7K -$2.63K -120 -14%
PSB
867
Piscataqua Savings Bank
New Hampshire
$14.2K +$5.62K +256 +59%
OA
868
Operose Advisors
Wisconsin
$14.1K
HBW
869
Hazlett, Burt & Watson
West Virginia
$14K +$878 +40 +6%
MCA
870
Maryland Capital Advisors
Maryland
$13.5K
HFS
871
Hantz Financial Services
Michigan
$13K +$746 +34 +6%
WWMSC
872
Wagner Wealth Management (South Carolina)
South Carolina
$12.8K +$1.8K +82 +15%
GI
873
GS Investments
Minnesota
$11.8K
AAP
874
Arax Advisory Partners
Colorado
$11.6K +$7.5K +342 +157%
ATC
875
Adirondack Trust Company
New York
$10.8K

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.