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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
JWCA
851
J.W. Cole Advisors
Florida
-$283K -10,864 Closed
EWA
852
Exencial Wealth Advisors
Oklahoma
-$258K -9,904 Closed
MF
853
Manchester Financial
California
-$257K -9,852 Closed
PWM
854
PRW Wealth Management
Massachusetts
-$244K -9,364 Closed
MA
855
MONECO Advisors
Connecticut
-$243K -9,316 Closed
KIA
856
KCM Investment Advisors
California
-$236K -9,064 Closed
SWM
857
Soundmark Wealth Management
Washington
-$223K -8,564 Closed
MCM
858
Maryland Capital Management
Maryland
-$220K -8,448 Closed
FWM
859
Frontier Wealth Management
Missouri
-$213K -8,180 Closed
PCM
860
Palouse Capital Management
Washington
-$207K -7,948 Closed
LW
861
Linscomb Wealth
Texas
-$206K -7,900 Closed
BWL
862
Beacon Wealthcare LLC
North Carolina
-$204K -7,824 Closed
MSR
863
Main Street Research
Connecticut
-$203K -7,800 Closed
SAM
864
SignalPoint Asset Management
Missouri
-$203K -7,796 Closed
CC
865
Claybrook Capital
Massachusetts
-$201K -7,724 Closed
SFG
866
SevenBridge Financial Group
Pennsylvania
-$201K -7,724 Closed
RDWM
867
Red Door Wealth Management
Tennessee
-$111K -4,296 Closed
AC
868
Arjuna Capital
North Carolina
-$102K -3,920 Closed
FPW
869
Flagship Private Wealth
Massachusetts
-$98.6K -3,864 Closed
EVM
870
Eaton Vance Management
Massachusetts
-$51K -1,948 Closed
TCOV
871
Trust Company of Vermont
Vermont
-$40K -1,544 Closed
CIA
872
Choate Investment Advisors
Massachusetts
-$33K -1,260 Closed
EPM
873
Elm Partners Management
Pennsylvania
-$21K -820 Closed
GCA
874
Genesee Capital Advisors
New York
-$21K -820 Closed
IA
875
IAM Advisory
Pennsylvania
-$21K -820 Closed

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.