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Schwab U.S Small- Cap ETF
SCHA

1,055 hedge funds and large institutions have $9.59B invested in Schwab U.S Small- Cap ETF in 2023 Q4 according to their latest regulatory filings, with 170 funds opening new positions, 406 increasing their positions, 360 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

262% more first-time investments, than exits

New positions opened: 170 | Existing positions closed: 47

41% more call options, than puts

Call options by funds: $2.3M | Put options by funds: $1.63M

18% more funds holding in top 10

Funds holding in top 10: 60 → 71 (+11)

18% more capital invested

Capital invested by funds: $8.11B → $9.59B (+$1.47B)

13% more repeat investments, than reductions

Existing positions increased: 406 | Existing positions reduced: 360

12% more funds holding

Funds holding: 941 → 1,055 (+114)

11.14% more ownership

Funds ownership: 119.27% → 130.41% (+11%)

Holders
1,055
Holders Change
+114
Holders Change %
+12.11%
% of All Funds
15.38%
Holding in Top 10
71
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+18.33%
% of All Funds
1.04%
New
170
Increased
406
Reduced
360
Closed
47
Calls
$2.3M
Puts
$1.63M
Net Calls
+$672K
Net Calls Change
-$1.11M

Top Buyers

Rank Fund Capital Flow
1
Cerity Partners
Cerity Partners
New York
+$624M
2
Morgan Stanley
Morgan Stanley
New York
+$60.8M
3
Empower Advisory Group
Empower Advisory Group
Colorado
+$60.1M
4
CSIA
Charles Schwab Investment Advisory
California
+$35.5M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$30.5M

Top Sellers

Rank Fund Capital Flow
1
SIS
Strategic Investment Solutions
Illinois
-$41.1M
2
FA
Financial Advisors
Massachusetts
-$40.1M
3
UCFA
United Capital Financial Advisors
Texas
-$26.2M
4
Ameriprise
Ameriprise
Minnesota
-$25.4M
5
BWL
Bogart Wealth LLC
Virginia
-$17.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
GWM
826
Geneos Wealth Management
Colorado
$223K +$9.36K +444 +5%
HGWM
827
Horst & Graben Wealth Management
Oregon
$223K -$124K -5,872 -38%
WI
828
Wedgewood Investors
Pennsylvania
$221K +$197K +9,344 New
SCM
829
Sebold Capital Management
Illinois
$219K -$9.86K -468 -5%
BEW
830
Burton Enright Welch
California
$219K +$195K +9,268 New
FG
831
Fiduciary Group
Georgia
$218K -$9.61K -456 -5%
BIG
832
Builder Investment Group
Georgia
$218K +$195K +9,242 New
CWM
833
Connecticut Wealth Management
Connecticut
$218K +$195K +9,232 New
PTCG
834
Pring Turner Capital Group
California
$217K +$194K +9,200 New
RIS
835
Retirement Income Solutions
Michigan
$217K +$194K +9,196 New
BWA
836
Bordeaux Wealth Advisors
California
$217K +$194K +9,186 New
CWA
837
Continuum Wealth Advisors
New York
$217K +$193K +9,176 New
FMN
838
Financial Management Network
California
$216K +$199K +9,462 New
NSIM
839
North Star Investment Management
Illinois
$215K +$51K +2,420 +36%
G
840
Gainplan
Michigan
$214K -$17.7K -840 -9%
CAAS
841
Capital Asset Advisory Services
Michigan
$212K -$55.2K -2,618 -23%
AWM
842
Axxcess Wealth Management
California
$212K -$46.9K -2,224 -20%
FA
843
Fiduciary Alliance
South Carolina
$212K +$189K +8,962 New
PFM
844
Peak Financial Management
Massachusetts
$211K -$48.7K -2,312 -21%
RCM
845
Richardson Capital Management
Wisconsin
$210K +$187K +8,888 New
HPA
846
High Probability Advisors
New York
$209K +$186K +8,840 New
APW
847
Austin Private Wealth
Texas
$208K -$22K -1,042 -11%
MFA
848
Mayflower Financial Advisors
Massachusetts
$208K +$186K +8,808 New
JLBC
849
J.L. Bainbridge & Co
Florida
$208K +$186K +8,808 New
HWM
850
Horizons Wealth Management
North Carolina
$208K – – –
32 33
34
35 36

SCHA Hedge Fund Activity: Q4 2023 in Review

1,055 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2023, worth a combined $9.59B — up 18% from $8.11B a quarter earlier.

Buyers outnumbered sellers: 170 funds opened new SCHA positions and 47 closed out — a net gain of 123 holders — while 406 added to existing stakes and 360 trimmed.

The largest buyer was Cerity Partners, adding an estimated $624M. The largest seller was Strategic Investment Solutions, cutting an estimated $41.1M.

  • 1,055 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2023, up from 941 in Q3 2023.
  • Funds reported $9.59B of Schwab U.S Small- Cap ETF stock for Q4 2023, up 18% quarter-over-quarter.
  • 170 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2023 and 47 closed out, a net change of +123 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2023 was Cerity Partners, an estimated $624M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2023 was Strategic Investment Solutions, an estimated $41.1M sold.

Based on aggregated 13F filings for Q4 2023.