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Schwab U.S Small- Cap ETF
SCHA

867 hedge funds and large institutions have $7.24B invested in Schwab U.S Small- Cap ETF in 2022 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 366 increasing their positions, 338 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

406% more call options, than puts

Call options by funds: $1.76M | Put options by funds: $348K

6% more funds holding in top 10

Funds holding in top 10: 66 → 70 (+4)

8% more repeat investments, than reductions

Existing positions increased: 366 | Existing positions reduced: 338

8% less first-time investments, than exits

New positions opened: 47 | Existing positions closed: 51

2% less funds holding

Funds holding: 881 → 867 (-14)

5.63% less ownership

Funds ownership: 120.31% → 114.68% (-5.6%)

7% less capital invested

Capital invested by funds: $7.75B → $7.24B (-$514M)

Holders
867
Holders Change
-14
Holders Change %
-1.59%
% of All Funds
14.94%
Holding in Top 10
70
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+6.06%
% of All Funds
1.21%
New
47
Increased
366
Reduced
338
Closed
51
Calls
$1.76M
Puts
$348K
Net Calls
+$1.41M
Net Calls Change
-$580K

Top Buyers

Rank Fund Capital Flow
1
UBS AM
UBS AM
Illinois
+$98.1M
2
Goldman Sachs
Goldman Sachs
New York
+$37.5M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$27.6M
4
Mercer Global Advisors
Mercer Global Advisors
Colorado
+$26M
5
Morgan Stanley
Morgan Stanley
New York
+$25.5M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$456M
2
CSIA
Charles Schwab Investment Advisory
California
-$80.3M
3
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors
North Carolina
-$25M
4
Financial Engines Advisors
Financial Engines Advisors
California
-$12.3M
5
EFSCE
Enterprise Financial Services Corp (EFSC)
Missouri
-$7.32M
Name Holding Trade Value Shares
Change 		Change in
Stake
GI
826
Gradient Investments
Minnesota
$6K – – –
NFSG
827
Newbridge Financial Services Group
Florida
$6K – – –
RF
828
Robbins Farley
New Hampshire
$6K – – –
CAAS
829
Capital Asset Advisory Services
Michigan
$6K +$84 +4 +1%
SCA
830
Stonebridge Capital Advisors
Minnesota
$6K +$2.59K +124 +59%
EWM
831
EPG Wealth Management
Georgia
$6K +$6.11K +292 New
BLC
832
Brown, Lisle/Cummings
Rhode Island
$5.29K +$5.86K +280 New
AAP
833
Arax Advisory Partners
Colorado
$5K – – –
IWP
834
IAG Wealth Partners
Wisconsin
$5K – – –
MRCM
835
M&R Capital Management
New Jersey
$5K +$4.73K +226 +290%
FA
836
Financial Advantage
Maryland
$4K -$251 -12 -5%
HDIM
837
Hanson & Doremus Investment Management
Vermont
$4K – – –
TSWM
838
Tyler-Stone Wealth Management
Ohio
$4K – – –
FPFS
839
First Personal Financial Services
North Carolina
$4K +$4.43K +212 New
NDSI
840
Newman Dignan & Sheerar Inc
Rhode Island
$3.96K +$65.8K +3,144 +2%
FP
841
Financial Perspectives
Minnesota
$3.7K – – –
CSB
842
City State Bank
Iowa
$3K – – –
FA
843
Fortis Advisors
Pennsylvania
$3K – – –
TFM
844
TFC Financial Management
Massachusetts
$3K – – –
FCAS
845
First Command Advisory Services
Texas
$3K +$8.66K +414 New
APW
846
Acima Private Wealth
Virginia
$2.95K – – –
Bank of Montreal
847
Bank of Montreal
Ontario, Canada
$2.31K -$73.9K -3,532 -3%
ODG
848
O'Dell Group
Ohio
$2K -$3.81K -182 -59%
FMP
849
Financial Management Professionals
Texas
$2K – – –
FWM
850
Focused Wealth Management
New York
$2K – – –
32 33
34
35 36

SCHA Hedge Fund Activity: Q3 2022 in Review

867 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2022, worth a combined $7.24B — down 6.6% from $7.75B a quarter earlier.

Sellers outnumbered buyers: 51 funds closed out of SCHA and 47 opened new positions — a net loss of 4 holders — while 338 trimmed existing stakes and 366 added.

The largest buyer was UBS AM, opening a new position worth an estimated $98.1M. The largest seller was Bank of America, cutting an estimated $456M.

  • 867 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2022, down from 881 in Q2 2022.
  • Funds reported $7.24B of Schwab U.S Small- Cap ETF stock for Q3 2022, down 6.6% quarter-over-quarter.
  • 47 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2022 and 51 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2022 was UBS AM, an estimated $98.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2022 was Bank of America, an estimated $456M sold.

Based on aggregated 13F filings for Q3 2022.