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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
MIM
826
Macroview Investment Management
Maryland
$1K
TFM
827
TFC Financial Management
Massachusetts
$1K
TF
828
TimeScale Financial
Massachusetts
$1K
TFGT
829
TS Financial Group (TSFG)
Illinois
$1K
CI
830
CX Institutional
Indiana
$1K +$609 +24 New
BCMIO
831
Beacon Capital Management Inc (Ohio)
Ohio
$1K +$1.02K +40 New
LIA
832
LBMC Investment Advisors
Tennessee
$402 +$1.14M +45,052 +295%
KFS
833
Kelly Financial Services
Massachusetts
$310 -$32.3K -1,272 -99%
WIM
834
Westside Investment Management
California
$6
SFMG
835
Sage Financial Management Group
Virginia
-$3.61M -138,660 Closed
FSA
836
Financial Services Advisory
Maryland
-$3M -115,340 Closed
MSA
837
Marino Stram & Associates
Massachusetts
-$2.76M -106,128 Closed
CCMW
838
Cypress Capital Management (Wyoming)
Wyoming
-$2.47M -97,324 -100%
Jane Street
839
Jane Street
New York
-$2.18M -83,684 Closed
ACP
840
Arcus Capital Partners
Georgia
-$1.59M -61,260 Closed
KM
841
Kalos Management
Georgia
-$1.31M -51,524 Closed
KJWM
842
Kiley Juergens Wealth Management
Washington
-$1.24M -47,488 Closed
DTIM
843
Danda Trouve Investment Management
Kansas
-$1.09M -42,036 Closed
TRCT
844
Tower Research Capital (TRC)
New York
-$894K -34,344 Closed
ARC
845
Advisor Resource Council
Texas
-$668K -25,664 Closed
FPCG
846
Fort Pitt Capital Group
Pennsylvania
-$418K -16,032 Closed
SAM
847
Sawgrass Asset Management
Florida
-$342K -13,124 Closed
YIH
848
Y-Intercept (HK)
Hong Kong
-$336K -12,884 Closed
Qube Research & Technologies (QRT)
849
Qube Research & Technologies (QRT)
United Kingdom
-$323K -12,420 Closed
APWM
850
Atlas Private Wealth Management
New York
-$284K -10,912 Closed

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.