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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
HCM
801
Horrell Capital Management
Arkansas
$9K
ME
802
McIlrath & Eck
Washington
$9K
NFSG
803
Newbridge Financial Services Group
Florida
$9K +$9.14K +360 New
LWP
804
Lumature Wealth Partners
Georgia
$8K
ODG
805
O'Dell Group
Ohio
$8K +$7.92K +312 New
BAM
806
Bellevue Asset Management
Washington
$7K
JCM
807
Jacobi Capital Management
Pennsylvania
$7K
GWS
808
Glassman Wealth Services
Virginia
$7K +$1.52K +60 +27%
EWM
809
EPG Wealth Management
Georgia
$7K +$7.42K +292 New
ACA
810
Atlas Capital Advisors
Wyoming
$6.61K
FA
811
Financial Advantage
Maryland
$6K
WT
812
Washington Trust
Rhode Island
$6K
GIA
813
Goodwin Investment Advisory
Georgia
$5K
VCM
814
Versant Capital Management
Arizona
$5K +$5.49K +216 New
FP
815
Financial Perspectives
Minnesota
$4.91K
HCP
816
Hexagon Capital Partners
Arkansas
$4K
AssetMark Inc
817
AssetMark Inc
California
$4K +$3.76K +148 New
FFA
818
Founders Financial Alliance
North Carolina
$3K
HNB
819
Huntington National Bank
Ohio
$3K
MSFP
820
Mark Sheptoff Financial Planning
Connecticut
$3K
CPWM
821
Cypress Point Wealth Management
Texas
$3K +$2.54K +100 New
RA
822
Resolute Advisors
California
$2K -$8.63K -340 -80%
FWM
823
Focused Wealth Management
New York
$2K -$2.03K -80 -49%
1IA
824
1834 Investment Advisors
Wisconsin
$2K
OAJ
825
Ogorek Anthony Joseph
New York
$2K

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.