We are live on ! Find out more
SCHA icon

Schwab U.S Small- Cap ETF
SCHA

818 hedge funds and large institutions have $9.38B invested in Schwab U.S Small- Cap ETF in 2021 Q1 according to their latest regulatory filings, with 122 funds opening new positions, 306 increasing their positions, 287 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed

184% more first-time investments, than exits

New positions opened: 122 | Existing positions closed: 43

76% more call options, than puts

Call options by funds: $1.86M | Put options by funds: $1.06M

18% more capital invested

Capital invested by funds: $7.93B → $9.38B (+$1.45B)

11% more funds holding in top 10

Funds holding in top 10: 75 → 83 (+8)

9% more funds holding

Funds holding: 748 → 818 (+70)

7% more repeat investments, than reductions

Existing positions increased: 306 | Existing positions reduced: 287

0.91% more ownership

Funds ownership: 246.2% → 247.11% (+0.91%)

Holders
818
Holders Change
+70
Holders Change %
+9.36%
% of All Funds
14.36%
Holding in Top 10
83
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+10.67%
% of All Funds
1.46%
New
122
Increased
306
Reduced
287
Closed
43
Calls
$1.86M
Puts
$1.06M
Net Calls
+$802K
Net Calls Change
+$511K

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$597M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$44.3M
3
Osaic Holdings
Osaic Holdings
Arizona
+$32.9M
4
SPA
Sentinel Pension Advisors
Massachusetts
+$28.6M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$20.4M

Top Sellers

Rank Fund Capital Flow
1
CSIA
Charles Schwab Investment Advisory
California
-$230M
2
PCA
Personal Capital Advisors
California
-$42.8M
3
Financial Engines Advisors
Financial Engines Advisors
California
-$19.7M
4
SKK
Shepherd Kaplan Krochuk
Massachusetts
-$18.5M
5
KAS
Kestra Advisory Services
Texas
-$15.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
OAJ
801
Ogorek Anthony Joseph
New York
$2K – – –
FFA
802
Founders Financial Alliance
North Carolina
$2K +$1.57K +64 New
PFA
803
Professional Financial Advisors
Nebraska
$2K +$1.67K +68 New
FCB
804
First Command Bank
Texas
$2K +$2.26K +92 New
FCFS
805
First Command Financial Services
Texas
$2K +$2.26K +92 New
BCMIO
806
Beacon Capital Management Inc (Ohio)
Ohio
$1K – – –
FP
807
Fiduciary Planning
Florida
$1K – – –
LDFR
808
Lehman & Derafelo Financial Resources
Pennsylvania
$1K – – –
TFM
809
TFC Financial Management
Massachusetts
$1K – – –
MIM
810
Macroview Investment Management
Maryland
$1K +$394 +16 +133%
PCA
811
Providence Capital Advisors
North Carolina
$1K +$984 +40 New
BMD
812
Better Money Decisions
New Mexico
$1K +$1.48K +60 New
DOA
813
D'Orazio & Associates
Virginia
$1K +$1.48K +60 New
KFS
814
Kelly Financial Services
Massachusetts
$307 – – –
SWM
815
Sugarloaf Wealth Management
Georgia
$46 -$492 -20 -1%
WIM
816
Westside Investment Management
California
$6 +$3.74K +152 +131%
FFN
817
Focus Financial Network
Minnesota
– -$10M -450,456 Closed
AAM
818
Ascension Asset Management
New York
– -$9.56M -429,700 Closed
ABC
819
Associated Banc-Corp
Wisconsin
– -$3.58M -161,096 Closed
AI
820
Atria Investments
North Carolina
– -$3.07M -138,132 Closed
PPA
821
Parametric Portfolio Associates
Washington
– -$2.15M -96,524 Closed
FTUS
822
Flow Traders U.S.
New York
– -$1.6M -72,112 Closed
FI
823
FormulaFolio Investments
Michigan
– -$1.55M -69,612 Closed
PFM
824
Phillips Financial Management
Indiana
– -$1.27M -57,004 Closed
LWM
825
Laidlaw Wealth Management
New York
– -$1.21M -54,404 Closed
31 32
33
34 35

SCHA Hedge Fund Activity: Q1 2021 in Review

818 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2021, worth a combined $9.38B — up 18% from $7.93B a quarter earlier.

Buyers outnumbered sellers: 122 funds opened new SCHA positions and 43 closed out — a net gain of 79 holders — while 306 added to existing stakes and 287 trimmed.

The largest buyer was Bank of America, adding an estimated $597M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $230M.

  • 818 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2021, up from 748 in Q4 2020.
  • Funds reported $9.38B of Schwab U.S Small- Cap ETF stock for Q1 2021, up 18% quarter-over-quarter.
  • 122 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2021 and 43 closed out, a net change of +79 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2021 was Bank of America, an estimated $597M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2021 was Charles Schwab Investment Advisory, an estimated $230M sold.

Based on aggregated 13F filings for Q1 2021.