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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
BTI
776
Blue Trust Inc
Georgia
$101K
Bessemer Group
777
Bessemer Group
New Jersey
$100K -$5.35K -244 -5%
KFI
778
Key Financial Inc
Pennsylvania
$98.2K
HGERS
779
Householder Group Estate & Retirement Specialist
Arizona
$96.7K +$102K +4,666 New
GWMI
780
Guardian Wealth Management (Illinois)
Illinois
$95.5K -$7.5K -342 -7%
CTC
781
Central Trust Company
Missouri
$95.3K
FCT
782
First Community Trust
Iowa
$95.3K
Citigroup
783
Citigroup
New York
$94.9K +$54.7K +2,492 +119%
AA
784
Ancora Advisors
Ohio
$90.8K +$7.02K +320 +8%
SIC
785
SJS Investment Consulting
Ohio
$87.7K
FAM
786
Family Asset Management
South Carolina
$86.4K -$25.6K -1,168 -22%
SOS
787
Silver Oak Securities
Tennessee
$84.1K -$141K -6,444 -61%
PK
788
Pflug Koory
Nebraska
$83.4K
CTWM
789
Cherry Tree Wealth Management
Minnesota
$83K
S
790
Syntrinsic
Colorado
$82.8K +$87.8K +4,000 New
UB
791
UMB Bank
Missouri
$81.9K
JPWM
792
Jamison Private Wealth Management
Georgia
$81.8K +$86.6K +3,948 New
RDFA
793
Ritter Daniher Financial Advisory
Ohio
$80.5K -$878 -40 -1%
EA
794
Evolution Advisers
Virginia
$80K +$1.67K +76 +2%
AW
795
Avion Wealth
Texas
$76K +$1.01K +46 +1%
CT
796
Caldwell Trust
Florida
$75.4K
LFA
797
Level Financial Advisors
New York
$74.9K -$44 -2 -0.1%
PB
798
Pinnacle Bancorp
Nebraska
$70.7K +$2.37K +108 +3%
TSW
799
Thompson Siegel & Walmsley
Virginia
$70K
SL
800
Salomon & Ludwin
Virginia
$69.3K +$73.4K +3,344 New

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.