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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
PSB
776
Piscataqua Savings Bank
New Hampshire
$18K
PCFFS
777
Pacific Center for Financial Services
California
$18K +$17.8K +700 New
GKWIM
778
Gerber Kawasaki Wealth & Investment Management
California
$18K +$18.5K +728 New
AWM
779
Accel Wealth Management
Iowa
$17K
TCM
780
TD Capital Management
Tennessee
$17K
CTC
781
Central Trust Company
Missouri
$16K
JFGIW
782
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$16K
PWM
783
Prentice Wealth Management
New York
$16K
SWA
784
SOA Wealth Advisors
New York
$16K
Citigroup
785
Citigroup
New York
$15K -$97.6K -3,844 -87%
HFS
786
Hantz Financial Services
Michigan
$15K -$4.47K -176 -23%
PCA
787
Providence Capital Advisors
North Carolina
$15K
ATC
788
Adirondack Trust Company
New York
$14K
GI
789
GS Investments
Minnesota
$14K +$14.4K +568 New
RE
790
RBC Europe
United Kingdom
$13.7K
APW
791
Acima Private Wealth
Virginia
$13K
GFPC
792
Global Financial Private Client
Florida
$12.6K
CIM
793
Contravisory Investment Management
Massachusetts
$12K -$3.56K -140 -22%
EW
794
Evoke Wealth
California
$12K
FMP
795
Financial Management Professionals
Texas
$11K -$29.4M -1,156,028 -100%
SCA
796
Stonebridge Capital Advisors
Minnesota
$10K -$10.2K -400 -50%
CMA
797
Cedar Mountain Advisors
Oregon
$10K -$4.27K -168 -30%
FPS
798
Fieldpoint Private Securities
Connecticut
$10K
KFI
799
Key Financial Inc
Pennsylvania
$10K
WWMSC
800
Wagner Wealth Management (South Carolina)
South Carolina
$10K

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.