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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
FG
751
Fiduciary Group
Georgia
$201K -$3.6K -164 -2%
GWM
752
Geneos Wealth Management
Colorado
$186K +$77.7K +3,540 +65%
HWM
753
Horizons Wealth Management
North Carolina
$182K
KA
754
Kozak & Associates
Colorado
$171K
BHWM
755
Beaird Harris Wealth Management
Texas
$158K
CSPIA
756
Cary Street Partners Investment Advisory
Virginia
$155K -$9.13K -416 -5%
NSG
757
Nalls Sherbakoff Group
Tennessee
$151K
OIA
758
Optimum Investment Advisors
Illinois
$143K +$3.03K +138 +2%
BFPW
759
BOK Financial Private Wealth
Colorado
$142K -$2.81K -128 -2%
KSWA
760
Kathleen S. Wright Associates
Pennsylvania
$141K +$1.36K +62 +0.9%
NSIM
761
North Star Investment Management
Illinois
$138K
GIP
762
Granite Investment Partners
California
$136K +$44 +2 +0%
ECM
763
Elgethun Capital Management
South Dakota
$134K -$132 -6 -0.1%
LWANC
764
Laurel Wealth Advisors (North Carolina)
North Carolina
$132K
HCP
765
Hexagon Capital Partners
Arkansas
$130K +$87.7K +3,996 +175%
HL
766
HeadInvest LLC
Maine
$128K +$137K +6,256 New
FMII
767
Farmers & Merchants Investments Inc
Nebraska
$123K
CIAS
768
Capital Investment Advisory Services
North Carolina
$118K -$12.1K -552 -9%
CFGS
769
Concourse Financial Group Securities
Alabama
$114K +$6.63K +302 +6%
TAM
770
Tucker Asset Management
Colorado
$114K +$112K +5,120 +1,376%
RF
771
Robbins Farley
New Hampshire
$112K +$8.25K +376 +7%
FPF
772
First Pacific Financial
Washington
$111K +$439 +20 +0.4%
WWP
773
WR Wealth Planners
Missouri
$111K -$3.82K -174 -3%
FFA
774
Farther Finance Advisors
California
$110K -$4.61K -210 -4%
SCA
775
Stonebridge Capital Advisors
Minnesota
$110K

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.