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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
KTC
751
Kistler-Tiffany Companies
Pennsylvania
$32K
HR
752
Howe & Rusling
New York
$31K -$214K -8,440 -87%
AFG
753
Albion Financial Group
Utah
$31K
POIA
754
Pin Oak Investment Advisors
Texas
$30K +$711 +28 +2%
SPIA
755
Steward Partners Investment Advisory
New York
$29K
SFPG
756
Stonebridge Financial Planning Group
Florida
$29K
WC
757
Westwind Capital
New Mexico
$29K
GI
758
Gradient Investments
Minnesota
$28K +$20.1K +792 +233%
Barclays
759
Barclays
United Kingdom
$27K -$539K -21,232 -95%
CAAS
760
Capital Asset Advisory Services
Michigan
$26K -$12.6K -496 -32%
MAM
761
McCarthy Asset Management
California
$26K +$102 +4 +0.4%
GTAM
762
Global Trust Asset Management
Florida
$25K -$928K -36,548 -97%
FF
763
FourThought Financial
Florida
$25K
VRM
764
Vectors Research Management
New York
$25K
MHR
765
Matthew Hamilton Rosenberg
$24K +$24.7K +972 New
CIA
766
Cascade Investment Advisors
Oregon
$23K
GG
767
Gleason Group
Kentucky
$22K
GIP
768
Granite Investment Partners
California
$22K
HPC
769
HM Payson & Co
Maine
$22K
AC
770
AlphaCore Capital
California
$22K +$17.8K +700 +438%
DAM
771
Delta Asset Management
Tennessee
$22K +$17.9K +704 +374%
RP
772
Rice Partnership
Hawaii
$21K
BWM
773
Baystate Wealth Management
Massachusetts
$20K +$102 +4 +0.5%
NG
774
NWK Group
California
$19K
MA
775
MCF Advisors
Kentucky
$18K -$305 -12 -2%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.