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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
MI
51
Moneywise Inc
Virginia
$14.7M -$1.44M -65,776 -8%
JWM
52
Janiczek Wealth Management
Colorado
$14.5M +$141K +6,414 +0.9%
SFP
53
Strategic Financial Planning
Texas
$13.1M +$208K +9,482 +2%
BSB
54
Bangor Savings Bank
Maine
$13M +$9.74K +444 +0.1%
SFG
55
Sage Financial Group
Pennsylvania
$12.9M +$22.7K +1,034 +0.2%
JMPWA
56
JP Morgan Private Wealth Advisors
California
$12.9M +$264K +12,038 +2%
OIA
57
OneDigital Investment Advisors
Kansas
$12.8M -$283K -12,910 -2%
US Bancorp
58
US Bancorp
Minnesota
$12.7M -$283K -12,904 -2%
WA
59
Waterford Advisors
New York
$12.5M +$84.9K +3,870 +0.6%
MML Investors Services
60
MML Investors Services
Massachusetts
$12.3M +$2.12M +96,550 +19%
BWA
61
Burt Wealth Advisors
Maryland
$12.1M -$125K -5,680 -1%
FFN
62
Focus Financial Network
Minnesota
$12M +$40.5K +1,846 +0.3%
Cambridge Investment Research Advisors
63
Cambridge Investment Research Advisors
Iowa
$11.9M +$214K +9,732 +2%
BFG
64
Bouchey Financial Group
New York
$11.7M -$406K -18,516 -3%
RA
65
Riversedge Advisors
Delaware
$11.4M -$91.3K -4,162 -0.7%
CA
66
CoreCap Advisors
Michigan
$11.4M +$728K +33,154 +6%
FNC
67
First National Corp
Massachusetts
$11.4M +$368K +16,784 +3%
IWC
68
Integrated Wealth Concepts
Massachusetts
$11.1M -$2.78M -126,744 -19%
BSW
69
Buckingham Strategic Wealth
Missouri
$10.9M +$1.85M +84,534 +19%
CCA
70
Clearwater Capital Advisors
Illinois
$10.8M -$10.4K -474 -0.1%
NYLIM
71
New York Life Investment Management
New York
$10.7M +$1.66M +75,714 +17%
RJFSA
72
Raymond James Financial Services Advisors
Florida
$10.7M +$241K +10,996 +2%
ACA
73
Ascension Capital Advisors
Texas
$10.5M +$682K +31,102 +7%
JIC
74
Johnson Investment Counsel
Ohio
$10.4M +$1.41M +64,392 +15%
HWA
75
HHM Wealth Advisors
Tennessee
$10.4M -$558K -25,430 -5%

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.