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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
SFS
51
Summit Financial Strategies
Ohio
$18.2M +$1.08M +42,692 +6%
Cambridge Investment Research Advisors
52
Cambridge Investment Research Advisors
Iowa
$17.6M -$54.9K -2,160 -0.3%
PFG
53
Piershale Financial Group
Illinois
$17.1M -$12.3M -484,720 -41%
JWM
54
Janiczek Wealth Management
Colorado
$16.9M +$338K +13,296 +2%
MFGP
55
Marshall Financial Group (Pennsylvania)
Pennsylvania
$16.7M +$420K +16,544 +3%
SFP
56
Strategic Financial Planning
Texas
$16.6M +$186K +7,316 +1%
JMPWA
57
JP Morgan Private Wealth Advisors
California
$16.2M +$2.14M +84,408 +15%
FI
58
FIDELIS iM
Oregon
$16.2M +$16.4M +645,840 New
RFA
59
Radnor Financial Advisors
Pennsylvania
$16.1M +$126K +4,956 +0.8%
BFG
60
Bouchey Financial Group
New York
$15.8M +$525K +20,664 +3%
KAS
61
Kestra Advisory Services
Texas
$15.6M +$14.8M +582,824 +1,389%
PEA
62
Pacific Edge Advisors
California
$15.2M +$934K +36,800 +6%
BWA
63
Burt Wealth Advisors
Maryland
$14.5M +$14.5K +572 +0.1%
PMG
64
ProVise Management Group
Florida
$14.4M -$260K -10,252 -2%
NSAM
65
North Star Asset Management
Wisconsin
$14M +$511K +20,124 +4%
AG
66
Appleton Group
Wisconsin
$13.7M +$7.04M +277,324 +103%
HGWM
67
Horst & Graben Wealth Management
Oregon
$13.7M +$178K +7,020 +1%
BSB
68
Bangor Savings Bank
Maine
$13.7M +$231K +9,100 +2%
NIC
69
Northwest Investment Counselors
Oregon
$13.5M -$302K -11,888 -2%
MA
70
MUFG Americas
New York
$13.3M -$272K -10,720 -2%
Truist Financial
71
Truist Financial
North Carolina
$13M -$64.9K -2,556 -0.5%
EHPM
72
Emery Howard Portfolio Management
California
$12.9M -$418K -16,468 -3%
CCA
73
Clearwater Capital Advisors
Illinois
$12.4M +$259K +10,200 +2%
RJFSA
74
Raymond James Financial Services Advisors
Florida
$12.2M -$1.48M -58,396 -11%
PAG
75
Private Advisor Group
New Jersey
$12.1M +$3.61M +142,084 +41%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.