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Schwab U.S Small- Cap ETF

584 hedge funds and large institutions have $3.6B invested in Schwab U.S Small- Cap ETF in 2019 Q1 according to their latest regulatory filings, with 78 funds opening new positions, 281 increasing their positions, 166 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 46

69% more repeat investments, than reductions

Existing positions increased: 281 | Existing positions reduced: 166

22% more capital invested

Capital invested by funds: $2.95B → $3.6B (+$655M)

12.66% more ownership

Funds ownership: 177.34%189.99% (+13%)

4% more funds holding

Funds holding: 559584 (+25)

4% more funds holding in top 10

Funds holding in top 10: 5658 (+2)

70% less call options, than puts

Call options by funds: $657K | Put options by funds: $2.21M

Holders
584
Holders Change
+25
Holders Change %
+4.47%
% of All Funds
12.64%
Holding in Top 10
58
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+3.57%
% of All Funds
1.26%
New
78
Increased
281
Reduced
166
Closed
46
Calls
$657K
Puts
$2.21M
Net Calls
-$1.56M
Net Calls Change
-$1.71M
Name Holding Trade Value Shares
Change
Change in
Stake
ADL
51
Asset Dedication LLC
California
$8.82M +$401K +23,456 +5%
Morgan Stanley
52
Morgan Stanley
New York
$8.56M -$450K -26,284 -5%
DW
53
Domani Wealth
Pennsylvania
$8.26M +$164K +9,568 +2%
NIC
54
Northwest Investment Counselors
Oregon
$8.2M -$212K -12,380 -3%
AWM
55
Apollon Wealth Management
South Carolina
$8.19M +$1.45M +84,648 +22%
AA
56
Advisory Alpha
Michigan
$8.12M +$2.42M +141,452 +45%
MM
57
Meridian Management
Arkansas
$8.09M +$435K +25,424 +6%
BCMO
58
Buckingham Capital Management (Ohio)
Ohio
$7.88M +$512K +29,896 +7%
LF
59
Lee Financial
Texas
$7.87M -$44.8K -2,616 -0.6%
SJIM
60
St. Johns Investment Management
Florida
$7.85M +$613K +35,820 +9%
BTS
61
BB&T Securities
Virginia
$7.61M +$101K +5,908 +1%
Wells Fargo
62
Wells Fargo
California
$7.6M +$1.27M +74,048 +21%
BDF
63
Black Diamond Financial
Maryland
$7.56M -$1.83M -107,096 -20%
BSB
64
Bangor Savings Bank
Maine
$7.53M +$260K +15,172 +4%
NCM
65
Next Capital Management
New York
$7.43M -$245K -14,332 -3%
MA
66
MUFG Americas
New York
$7.33M +$250K +14,588 +4%
WCWM
67
Wooster Corthell Wealth Management
Connecticut
$7.25M +$19.3K +1,128 +0.3%
SIA
68
Starfire Investment Advisers
Michigan
$7.21M +$394K +23,028 +6%
PEA
69
Pacific Edge Advisors
California
$7.11M +$138K +8,060 +2%
NSAM
70
North Star Asset Management
Wisconsin
$7.07M +$5.89K +344 +0.1%
CCA
71
Cobblestone Capital Advisors
New York
$6.91M -$74.3K -4,340 -1%
TCM
72
Tradewinds Capital Management
Washington
$6.83M -$11.7M -685,288 -64%
NDSI
73
Newman Dignan & Sheerar Inc
Rhode Island
$6.77M -$119K -6,948 -2%
FA
74
Financial Advisors
Massachusetts
$6.76M +$1.1M +64,144 +20%
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
$6.48M +$556K +32,524 +10%

SCHA Hedge Fund Activity: Q1 2019 in Review

584 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2019, worth a combined $3.6B — up 22% from $2.95B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new SCHA positions and 46 closed out — a net gain of 32 holders — while 281 added to existing stakes and 166 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $111M. The largest seller was UBS Group, cutting an estimated $27.4M.

  • 584 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2019, up from 559 in Q4 2018.
  • Funds reported $3.6B of Schwab U.S Small- Cap ETF stock for Q1 2019, up 22% quarter-over-quarter.
  • 78 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2019 and 46 closed out, a net change of +32 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2019 was Charles Schwab Investment Advisory, an estimated $111M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2019 was UBS Group, an estimated $27.4M sold.

Based on aggregated 13F filings for Q1 2019.