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Schwab U.S Small- Cap ETF

559 hedge funds and large institutions have $2.95B invested in Schwab U.S Small- Cap ETF in 2018 Q4 according to their latest regulatory filings, with 114 funds opening new positions, 225 increasing their positions, 169 reducing their positions, and 59 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 59

50% more call options, than puts

Call options by funds: $473K | Put options by funds: $316K

33% more repeat investments, than reductions

Existing positions increased: 225 | Existing positions reduced: 169

10% more funds holding

Funds holding: 510559 (+49)

6.54% more ownership

Funds ownership: 170.79%177.34% (+6.5%)

3% less funds holding in top 10

Funds holding in top 10: 5856 (-2)

21% less capital invested

Capital invested by funds: $3.72B → $2.95B (-$772M)

Holders
559
Holders Change
+49
Holders Change %
+9.61%
% of All Funds
12.46%
Holding in Top 10
56
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.45%
% of All Funds
1.25%
New
114
Increased
225
Reduced
169
Closed
59
Calls
$473K
Puts
$316K
Net Calls
+$157K
Net Calls Change
+$111K
Name Holding Trade Value Shares
Change
Change in
Stake
ADL
51
Asset Dedication LLC
California
$7.29M +$807K +47,784 +11%
TPW
52
Tiller Private Wealth
Pennsylvania
$7.27M -$523K -30,940 -6%
PMG
53
ProVise Management Group
Florida
$7.22M -$1.22M -72,224 -13%
BDF
54
Black Diamond Financial
Maryland
$7.03M +$9.12M +539,752 New
DW
55
Domani Wealth
Pennsylvania
$7.02M +$7.82M +462,844 New
LF
56
Lee Financial
Texas
$6.87M +$3.78M +223,844 +98%
NCM
57
Next Capital Management
New York
$6.67M +$7.42M +439,376 New
MM
58
Meridian Management
Arkansas
$6.63M -$290K -17,184 -4%
AFA
59
Arlington Financial Advisors
California
$6.59M +$7.34M +434,352 New
AWM
60
Apollon Wealth Management
South Carolina
$6.52M +$6.49M +383,944 New
BTS
61
BB&T Securities
Virginia
$6.51M -$439K -26,000 -6%
BCMO
62
Buckingham Capital Management (Ohio)
Ohio
$6.38M -$424K -25,112 -6%
BSB
63
Bangor Savings Bank
Maine
$6.31M +$1.18M +69,844 +20%
WCWM
64
Wooster Corthell Wealth Management
Connecticut
$6.27M +$225K +13,300 +3%
SJIM
65
St. Johns Investment Management
Florida
$6.27M +$88.1K +5,212 +1%
MA
66
MUFG Americas
New York
$6.14M +$3.67M +217,084 +116%
FI
67
FormulaFolio Investments
Michigan
$6.13M
NSAM
68
North Star Asset Management
Wisconsin
$6.13M +$18K +1,064 +0.3%
CCA
69
Cobblestone Capital Advisors
New York
$6.07M +$5.58M +330,336 +475%
PEA
70
Pacific Edge Advisors
California
$6.05M -$3.94M -233,420 -37%
SIA
71
Starfire Investment Advisers
Michigan
$5.91M +$2.35M +138,852 +55%
SWRP
72
Summit Wealth & Retirement Planning
California
$5.9M +$6.58M +389,108 New
PRS
73
Pinkerton Retirement Specialists
Idaho
$5.79M +$588K +34,800 +10%
WCM
74
Weatherstone Capital Management
Colorado
$5.65M +$5.01M +296,532 New
CFMC
75
Curbstone Financial Management Corp
New Hampshire
$5.5M +$38.9K +2,304 +0.6%

SCHA Hedge Fund Activity: Q4 2018 in Review

559 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2018, worth a combined $2.95B — down 21% from $3.72B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new SCHA positions and 59 closed out — a net gain of 55 holders — while 225 added to existing stakes and 169 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $40.4M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $117M.

  • 559 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2018, up from 510 in Q3 2018.
  • Funds reported $2.95B of Schwab U.S Small- Cap ETF stock for Q4 2018, down 21% quarter-over-quarter.
  • 114 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2018 and 59 closed out, a net change of +55 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2018 was Financial Engines Advisors, an estimated $40.4M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2018 was Charles Schwab Investment Advisory, an estimated $117M sold.

Based on aggregated 13F filings for Q4 2018.