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Schwab U.S Small- Cap ETF

435 hedge funds and large institutions have $2.7B invested in Schwab U.S Small- Cap ETF in 2017 Q4 according to their latest regulatory filings, with 95 funds opening new positions, 217 increasing their positions, 76 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

494% more first-time investments, than exits

New positions opened: 95 | Existing positions closed: 16

186% more repeat investments, than reductions

Existing positions increased: 217 | Existing positions reduced: 76

27% more funds holding in top 10

Funds holding in top 10: 4152 (+11)

21% more funds holding

Funds holding: 360435 (+75)

20% more capital invested

Capital invested by funds: $2.25B → $2.7B (+$458M)

16% more call options, than puts

Call options by funds: $502K | Put options by funds: $432K

10.01% more ownership

Funds ownership: 153.74%163.74% (+10%)

Holders
435
Holders Change
+75
Holders Change %
+20.83%
% of All Funds
9.87%
Holding in Top 10
52
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+26.83%
% of All Funds
1.18%
New
95
Increased
217
Reduced
76
Closed
16
Calls
$502K
Puts
$432K
Net Calls
+$70K
Net Calls Change
-$153K
Name Holding Trade Value Shares
Change
Change in
Stake
KBFS
51
Kohmann Bosshard Financial Services
Ohio
$7.25M +$1.61M +93,844 +29%
RRC
52
Relaxing Retirement Coach
Massachusetts
$7.06M +$6.94M +405,400 New
SJIM
53
St. Johns Investment Management
Florida
$7.02M +$173K +10,088 +3%
WCWM
54
Wooster Corthell Wealth Management
Connecticut
$6.83M -$29K -1,692 -0.4%
TP
55
Truvvo Partners
New York
$6.75M
NDSI
56
Newman Dignan & Sheerar Inc
Rhode Island
$6.71M +$882K +51,512 +15%
Susquehanna International Group
57
Susquehanna International Group
Pennsylvania
$6.66M +$5.85M +341,708 +847%
Bank of America
58
Bank of America
North Carolina
$6.62M -$661K -38,596 -9%
MM
59
Meridian Management
Arkansas
$6.61M +$803K +46,900 +14%
TCM
60
Tradewinds Capital Management
Washington
$6.57M +$2.74M +159,860 +74%
AF
61
Advisornet Financial
Minnesota
$6.46M +$6.34M +370,400 New
Morgan Stanley
62
Morgan Stanley
New York
$6.27M +$369K +21,552 +6%
NSAM
63
North Star Asset Management
Wisconsin
$6.24M +$570K +33,312 +10%
Commonwealth Equity Services
64
Commonwealth Equity Services
Massachusetts
$5.9M +$527K +30,776 +10%
PA
65
Planning Alternatives
Michigan
$5.88M -$217K -12,692 -4%
HSA
66
HBK Sorce Advisory
Pennsylvania
$5.85M -$66.8K -3,900 -1%
MFT
67
Moisand Fitzgerald Tamayo
Florida
$5.8M -$259K -15,120 -4%
UWM
68
USAdvisors Wealth Management
Minnesota
$5.57M +$5.47M +319,312 New
BCMO
69
Buckingham Capital Management (Ohio)
Ohio
$5.5M +$984K +57,496 +22%
BFG
70
Bouchey Financial Group
New York
$5.37M -$22.8K -1,332 -0.4%
LCC
71
Lincoln Capital Corp
Rhode Island
$5.33M +$4.55M +266,036 +670%
ADL
72
Asset Dedication LLC
California
$5.32M +$109K +6,360 +2%
AWMG
73
Alliance Wealth Management Group
New Jersey
$5.3M -$4.14M -241,680 -44%
SFG
74
Sage Financial Group
Pennsylvania
$5.21M +$763K +44,548 +18%
PFM
75
Parsec Financial Management
North Carolina
$5.12M +$86.2K +5,036 +2%

SCHA Hedge Fund Activity: Q4 2017 in Review

435 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2017, worth a combined $2.7B — up 20% from $2.25B a quarter earlier.

Buyers outnumbered sellers: 95 funds opened new SCHA positions and 16 closed out — a net gain of 79 holders — while 217 added to existing stakes and 76 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $113M. The largest seller was SEI Investments, cutting an estimated $14.9M.

  • 435 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2017, up from 360 in Q3 2017.
  • Funds reported $2.7B of Schwab U.S Small- Cap ETF stock for Q4 2017, up 20% quarter-over-quarter.
  • 95 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2017 and 16 closed out, a net change of +79 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2017 was Charles Schwab Investment Advisory, an estimated $113M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2017 was SEI Investments, an estimated $14.9M sold.

Based on aggregated 13F filings for Q4 2017.