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Schwab U.S Small- Cap ETF

311 hedge funds and large institutions have $1.88B invested in Schwab U.S Small- Cap ETF in 2017 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 159 increasing their positions, 85 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 14

145% more call options, than puts

Call options by funds: $1.02M | Put options by funds: $416K

87% more repeat investments, than reductions

Existing positions increased: 159 | Existing positions reduced: 85

22% more capital invested

Capital invested by funds: $1.54B → $1.88B (+$343M)

7% more funds holding

Funds holding: 290311 (+21)

7.08% more ownership

Funds ownership: 137.1%144.18% (+7.1%)

5% more funds holding in top 10

Funds holding in top 10: 4042 (+2)

Holders
311
Holders Change
+21
Holders Change %
+7.24%
% of All Funds
7.74%
Holding in Top 10
42
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+5%
% of All Funds
1.05%
New
38
Increased
159
Reduced
85
Closed
14
Calls
$1.02M
Puts
$416K
Net Calls
+$604K
Net Calls Change
+$1.1M
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
51
Ladenburg Thalmann Financial Services
Florida
$4.76M +$189K +12,080 +4%
LPL Financial
52
LPL Financial
California
$4.67M -$2.62M -167,212 -36%
NSAM
53
North Star Asset Management
Wisconsin
$4.62M +$402K +25,680 +10%
BTIS
54
BB&T Investment Services
North Carolina
$4.58M +$4.55M +290,512 New
MM
55
Meridian Management
Arkansas
$4.53M -$1.7M -108,552 -27%
Commonwealth Equity Services
56
Commonwealth Equity Services
Massachusetts
$4.52M +$861K +54,976 +24%
NPC
57
National Planning Corporation
California
$4.52M -$48.3K -3,084 -1%
SFA
58
Sequoia Financial Advisors
Ohio
$4.38M +$1.16M +73,772 +36%
AWM
59
Avior Wealth Management
Nebraska
$4.29M -$13.5K -860 -0.3%
ICOA
60
Investment Centers of America
North Dakota
$4.29M +$328K +20,932 +8%
PFM
61
Parsec Financial Management
North Carolina
$4.15M +$214K +13,668 +5%
FF
62
Friedenthal Financial
New Jersey
$4.13M -$26.4K -1,684 -0.6%
CFA
63
Cahill Financial Advisors
Minnesota
$4.13M -$366K -23,400 -8%
Susquehanna International Group
64
Susquehanna International Group
Pennsylvania
$3.79M +$3.77M +240,680 New
Envestnet Asset Management
65
Envestnet Asset Management
Illinois
$3.71M -$5.76K -368 -0.2%
KBFS
66
Kohmann Bosshard Financial Services
Ohio
$3.71M +$195K +12,436 +6%
RWM
67
RKL Wealth Management
Pennsylvania
$3.62M +$1.95M +124,704 +118%
SIC
68
Salem Investment Counselors
North Carolina
$3.61M +$168K +10,756 +5%
HIC
69
Hartline Investment Corp
Illinois
$3.6M +$1.27M +81,408 +55%
VWM
70
Venturi Wealth Management
Texas
$3.58M +$1.72M +110,112 +92%
SBL
71
Sargent Bickham Lagudis
Colorado
$3.55M -$2.1M -133,820 -37%
SIA
72
Starfire Investment Advisers
Michigan
$3.44M -$119K -7,568 -3%
TCM
73
Tradewinds Capital Management
Washington
$3.4M -$140K -8,956 -4%
OCM
74
One Capital Management
California
$3.33M +$35.5K +2,264 +1%
WC
75
Whitnell & Co
Illinois
$3.32M +$270K +17,264 +9%

SCHA Hedge Fund Activity: Q1 2017 in Review

311 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2017, worth a combined $1.88B — up 22% from $1.54B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SCHA positions and 14 closed out — a net gain of 24 holders — while 159 added to existing stakes and 85 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $111M. The largest seller was Evensky & Katz, cutting an estimated $19.9M.

  • 311 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2017, up from 290 in Q4 2016.
  • Funds reported $1.88B of Schwab U.S Small- Cap ETF stock for Q1 2017, up 22% quarter-over-quarter.
  • 38 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2017 and 14 closed out, a net change of +24 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2017 was Charles Schwab Investment Advisory, an estimated $111M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2017 was Evensky & Katz, an estimated $19.9M sold.

Based on aggregated 13F filings for Q1 2017.