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Schwab U.S Small- Cap ETF
SCHA

Overview Fund Activity

290 hedge funds and large institutions have $1.54B invested in Schwab U.S Small- Cap ETF in 2016 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 142 increasing their positions, 69 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
290
Holders Change
+33
Holders Change %
+12.84%
% of All Funds
7.26%
Holding in Top 10
40
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+29.03%
% of All Funds
1%
New
53
Increased
142
Reduced
69
Closed
18
Calls
$441K
Puts
$940K
Net Calls
-$499K
Net Calls Change
-$2.58M

Top Buyers

1
CSIA
1
Charles Schwab Investment Advisory
California
$537M
2
Bank of America
2
Bank of America
North Carolina
$103M
3
GA
3
Geneva Advisors
Illinois
$15.1M
4
UCFA
4
United Capital Financial Advisors
Texas
$17.1M
5
PFG
5
Piershale Financial Group
Illinois
$18.6M

Top Sellers

1
MM
1
Meridian Management
Arkansas
$6.09M
2
ACM
2
Avalon Capital Management
California
$2.83M
3
UBS Group
3
UBS Group
Switzerland
$62.2M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$0
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$6.81M
Name Holding Trade Value Shares
Change 		Shares
Change %
BFG
51
Bouchey Financial Group
New York
$4.88M -$133K -8,624 -3%
ADL
52
Asset Dedication LLC
California
$4.66M +$19.6K +1,276 +0.4%
NPC
53
National Planning Corporation
California
$4.54M +$448K +28,948 +11%
Morgan Stanley
54
Morgan Stanley
New York
$4.45M +$1.53M +99,476 +52%
CFA
55
Cahill Financial Advisors
Minnesota
$4.4M -$91.2K -5,936 -2%
LTFS
56
Ladenburg Thalmann Financial Services
Florida
$4.37M +$751K +49,812 +21%
NDSI
57
Newman Dignan & Sheerar Inc
Rhode Island
$4.33M +$263K +17,120 +6%
AWM
58
Avior Wealth Management
Nebraska
$4.2M -$34.3K -2,232 -0.8%
AA
59
Apriem Advisors
California
$4.15M +$3.98M +258,700 +2,299%
NSAM
60
North Star Asset Management
Wisconsin
$4.12M +$144K +9,340 +4%
FF
61
Friedenthal Financial
New Jersey
$4.06M +$1.62M +105,076 +66%
ICOA
62
Investment Centers of America
North Dakota
$3.86M +$159K +10,360 +4%
PFM
63
Parsec Financial Management
North Carolina
$3.84M +$60.7K +3,948 +2%
Envestnet Asset Management
64
Envestnet Asset Management
Illinois
$3.63M -$1.12M -72,908 -24%
Commonwealth Equity Services
65
Commonwealth Equity Services
Massachusetts
$3.57M +$746K +48,540 +26%
SIA
66
Starfire Investment Advisers
Michigan
$3.52M +$42.6K +2,772 +1%
PCM
67
Pointe Capital Management
Michigan
$3.52M +$3.52M +228,908 New
KBFS
68
Kohmann Bosshard Financial Services
Ohio
$3.51M +$3.51M +223,396 New
TCM
69
Tradewinds Capital Management
Washington
$3.45M -$180K -11,680 -5%
SIC
70
Salem Investment Counselors
North Carolina
$3.39M +$816K +53,092 +32%
KKAMG
71
Kernodle & Katon Asset Management Group
Arkansas
$3.25M +$196K +12,728 +6%
Wells Fargo
72
Wells Fargo
California
$3.22M +$52.7K +3,432 +2%
OCM
73
One Capital Management
California
$3.21M +$26.3K +1,712 +0.8%
JWA
74
JFS Wealth Advisors
Pennsylvania
$3.16M -$59.3K -3,860 -2%
SFA
75
Sequoia Financial Advisors
Ohio
$3.14M +$429K +27,920 +16%
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3
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