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Schwab U.S Small- Cap ETF
SCHA

257 hedge funds and large institutions have $1.19B invested in Schwab U.S Small- Cap ETF in 2016 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 120 increasing their positions, 76 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

906% more call options, than puts

Call options by funds: $2.31M | Put options by funds: $230K

238% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 8

58% more repeat investments, than reductions

Existing positions increased: 120 | Existing positions reduced: 76

18% more capital invested

Capital invested by funds: $1B → $1.19B (+$184M)

8% more funds holding

Funds holding: 239 → 257 (+18)

7% more funds holding in top 10

Funds holding in top 10: 29 → 31 (+2)

4.25% more ownership

Funds ownership: 118.7% → 122.96% (+4.3%)

Holders
257
Holders Change
+18
Holders Change %
+7.53%
% of All Funds
6.86%
Holding in Top 10
31
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+6.9%
% of All Funds
0.83%
New
27
Increased
120
Reduced
76
Closed
8
Calls
$2.31M
Puts
$230K
Net Calls
+$2.08M
Net Calls Change
+$1.86M

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$55.6M
2
FMP
Financial Management Professionals
Texas
+$23.2M
3
AB
AT Bancorp
Iowa
+$16.5M
4
Jane Street
Jane Street
New York
+$6.85M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$4.48M

Top Sellers

1
HSA
HBK Sorce Advisory
Pennsylvania
-$27.7M
2
SWM
SVA Wealth Management
Wisconsin
-$5.24M
3
Goldman Sachs
Goldman Sachs
New York
-$3.39M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.06M
5
FWM
Frontier Wealth Management
Missouri
-$1.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
51
LPL Financial
California
$3.55M -$33.2K -2,340 -0.9%
PFM
52
Parsec Financial Management
North Carolina
$3.54M +$52.5K +3,704 +2%
ICOA
53
Investment Centers of America
North Dakota
$3.46M +$358K +25,260 +12%
LTFS
54
Ladenburg Thalmann Financial Services
Florida
$3.45M +$811K +57,160 +31%
TCM
55
Tradewinds Capital Management
Washington
$3.4M +$14K +988 +0.4%
SIA
56
Starfire Investment Advisers
Michigan
$3.25M +$3.35K +236 +0.1%
JWA
57
JFS Wealth Advisors
Pennsylvania
$3.01M +$136K +9,604 +5%
OCM
58
One Capital Management
California
$2.98M +$220K +15,488 +8%
Wells Fargo
59
Wells Fargo
California
$2.97M +$201K +14,176 +7%
CMP
60
Courage Miller Partners
Virginia
$2.89M +$16.7K +1,176 +0.6%
WC
61
Whitnell & Co
Illinois
$2.86M -$90.2K -6,356 -3%
KKAMG
62
Kernodle & Katon Asset Management Group
Arkansas
$2.86M -$309K -21,808 -10%
Morgan Stanley
63
Morgan Stanley
New York
$2.73M +$627K +44,208 +30%
Commonwealth Equity Services
64
Commonwealth Equity Services
Massachusetts
$2.64M -$6.47K -456 -0.2%
DIA
65
Denver Investment Advisors
Colorado
$2.62M +$105K +7,400 +4%
AG
66
Appleton Group
Wisconsin
$2.59M +$2.55M +179,708 New
Susquehanna International Group
67
Susquehanna International Group
Pennsylvania
$2.56M -$3.06M -215,600 -55%
SFA
68
Sequoia Financial Advisors
Ohio
$2.54M +$564K +39,752 +29%
BSB
69
Bangor Savings Bank
Maine
$2.46M +$139K +9,780 +6%
SWA
70
Sutton Wealth Advisors
Florida
$2.38M +$147K +10,356 +7%
FF
71
Friedenthal Financial
New Jersey
$2.29M +$344K +24,264 +18%
VNA
72
Valley National Advisers
Pennsylvania
$2.27M +$73.9K +5,208 +3%
PS
73
Portfolio Solutions
Michigan
$2.22M – – –
EK
74
Evensky & Katz
Florida
$2.13M -$1.25M -87,996 -37%
SFG
75
Sage Financial Group
Pennsylvania
$2.12M +$174K +12,252 +9%
1 2
3
4 5

SCHA Hedge Fund Activity: Q3 2016 in Review

257 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2016, worth a combined $1.19B — up 18% from $1B a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHA positions and 8 closed out — a net gain of 19 holders — while 120 added to existing stakes and 76 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $55.6M. The largest seller was HBK Sorce Advisory, cutting an estimated $27.7M.

  • 257 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2016, up from 239 in Q2 2016.
  • Funds reported $1.19B of Schwab U.S Small- Cap ETF stock for Q3 2016, up 18% quarter-over-quarter.
  • 27 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2016 and 8 closed out, a net change of +19 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2016 was Charles Schwab Investment Advisory, an estimated $55.6M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2016 was HBK Sorce Advisory, an estimated $27.7M sold.

Based on aggregated 13F filings for Q3 2016.