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Schwab U.S Small- Cap ETF
SCHA

185 hedge funds and large institutions have $424M invested in Schwab U.S Small- Cap ETF in 2014 Q4 according to their latest regulatory filings, with 43 funds opening new positions, 89 increasing their positions, 32 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

291% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 11

178% more repeat investments, than reductions

Existing positions increased: 89 | Existing positions reduced: 32

45% more funds holding in top 10

Funds holding in top 10: 11 → 16 (+5)

31% more capital invested

Capital invested by funds: $324M → $424M (+$100M)

18% more funds holding

Funds holding: 157 → 185 (+28)

9.88% more ownership

Funds ownership: 64.36% → 74.23% (+9.9%)

22% less call options, than puts

Call options by funds: $650K | Put options by funds: $832K

Holders
185
Holders Change
+28
Holders Change %
+17.83%
% of All Funds
4.93%
Holding in Top 10
16
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+45.45%
% of All Funds
0.43%
New
43
Increased
89
Reduced
32
Closed
11
Calls
$650K
Puts
$832K
Net Calls
-$182K
Net Calls Change
-$387K

Top Buyers

1
UCFA
United Capital Financial Advisors
Texas
+$8.91M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$5.31M
3
ACM
Avalon Capital Management
California
+$4.59M
4
Citadel Advisors
Citadel Advisors
Florida
+$3.8M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$3.62M

Top Sellers

1
Jane Street
Jane Street
New York
-$6.68M
2
TRCT
Tower Research Capital (TRC)
New York
-$4.11M
3
VCM
Vigilant Capital Management
Maine
-$2.96M
4
TCM
Tuttle Capital Management
Connecticut
-$1.37M
5
SG Americas Securities
SG Americas Securities
New York
-$1.09M
Name Holding Trade Value Shares
Change 		Change in
Stake
PMG
51
ProVise Management Group
Florida
$1.95M +$136K +10,248 +8%
FWM
52
Frontier Wealth Management
Missouri
$1.67M +$1.61M +121,396 New
SIC
53
Salem Investment Counselors
North Carolina
$1.64M -$33.1K -2,492 -2%
CCM
54
Condor Capital Management
New Jersey
$1.55M +$2.44K +184 +0.2%
VFS
55
VSR Financial Services
Kansas
$1.51M +$218K +16,444 +18%
LIM
56
Leavell Investment Management
Alabama
$1.42M +$678K +51,076 +99%
AI
57
Atria Investments
North Carolina
$1.35M -$80.7K -6,080 -6%
VNA
58
Valley National Advisers
Pennsylvania
$1.34M +$1.36M +102,216 New
ICOA
59
Investment Centers of America
North Dakota
$1.31M +$163K +12,280 +15%
SWM
60
Stockman Wealth Management
Montana
$1.28M +$1.23M +92,652 New
PA
61
Pinnacle Associates
New York
$1.22M +$1.18M +88,760 New
BC
62
Bartlett & Co
Ohio
$1.14M +$9.03K +680 +0.8%
KIA
63
KCM Investment Advisors
California
$1.05M +$3.29K +248 +0.3%
BBA
64
BLB&B Advisors
Pennsylvania
$1.05M – – –
PWMAG
65
Pinnacle Wealth Management Advisory Group
New Jersey
$1.02M +$981K +73,860 New
Morgan Stanley
66
Morgan Stanley
New York
$1M -$141K -10,652 -13%
SAM
67
Summit Asset Management
Tennessee
$989K +$34.2K +2,572 +4%
GAM
68
Garrison Asset Management
Arkansas
$922K – – –
F
69
FutureAdvisor
California
$886K +$855K +64,396 New
Bank of America
70
Bank of America
North Carolina
$856K +$11.5K +864 +1%
FA
71
Fagan Associates
New York
$853K -$17.5K -1,316 -2%
STMM
72
South Texas Money Management
Texas
$818K +$164K +12,324 +26%
FF
73
Friedenthal Financial
New Jersey
$796K +$128K +9,616 +20%
RWM
74
RKL Wealth Management
Pennsylvania
$782K +$19.2K +1,448 +3%
CWM
75
Cabot Wealth Management
Massachusetts
$762K +$139K +10,504 +23%
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3
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SCHA Hedge Fund Activity: Q4 2014 in Review

185 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2014, worth a combined $424M — up 31% from $324M a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new SCHA positions and 11 closed out — a net gain of 32 holders — while 89 added to existing stakes and 32 trimmed.

The largest buyer was United Capital Financial Advisors, adding an estimated $8.91M. The largest seller was Jane Street, exiting entirely with an estimated $6.68M sold.

  • 185 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2014, up from 157 in Q3 2014.
  • Funds reported $424M of Schwab U.S Small- Cap ETF stock for Q4 2014, up 31% quarter-over-quarter.
  • 43 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2014 and 11 closed out, a net change of +32 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2014 was United Capital Financial Advisors, an estimated $8.91M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2014 was Jane Street, an estimated $6.68M sold.

Based on aggregated 13F filings for Q4 2014.