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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
GWCM
701
Godshalk Welsh Capital Management
Pennsylvania
$240K
CSI
702
Cross Staff Investments
New York
$240K +$44 +2 +0%
CAL
703
Capital Advisors Ltd
Ohio
$240K +$1.05K +48 +0.4%
CAAS
704
Capital Asset Advisory Services
Michigan
$239K -$966 -44 -0.4%
CIA
705
Capital Investment Advisors
Georgia
$239K +$19.1K +870 +8%
LNC
706
Lincoln National Corp
Pennsylvania
$238K +$14.2K +648 +6%
BWM
707
BNC Wealth Management
Oregon
$238K
ACMA
708
Arbor Capital Management (Alaska)
Alaska
$238K -$6.45K -294 -2%
TWM
709
Thrive Wealth Management
Pennsylvania
$235K +$17.2K +786 +7%
HWA
710
Heartwood Wealth Advisors
Virginia
$234K
PFM
711
Peak Financial Management
Massachusetts
$233K -$43.9K -2,000 -15%
AWM
712
Axxcess Wealth Management
California
$232K +$246K +11,208 New
PTB
713
Pioneer Trust Bank
Oregon
$232K
KWS
714
Keystone Wealth Services
California
$232K -$2.24K -102 -0.9%
AFA
715
Alpha Financial Advisors
North Carolina
$231K
FC
716
Fusion Capital
South Carolina
$231K -$5.4K -246 -2%
CWM
717
Castle Wealth Management
Florida
$231K -$27.6K -1,260 -10%
AL
718
Aspiriant LLC
California
$230K -$1.23K -56 -0.5%
PFGIA
719
Patriot Financial Group Insurance Agency
Massachusetts
$229K -$47.7K -2,174 -16%
FWA
720
FSM Wealth Advisors
Ohio
$228K +$242K +11,006 New
AFS
721
Annapolis Financial Services
Maryland
$228K
IC
722
IEQ Capital
California
$227K -$299K -13,644 -55%
SAM
723
Sawgrass Asset Management
Florida
$226K +$2.72K +124 +1%
LF
724
LifeSteps Financial
California
$225K -$5.84K -266 -2%
FPAS
725
Focus Partners Advisor Solutions
Missouri
$224K +$238K +10,828 New

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.