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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
GIA
676
Gladstone Institutional Advisory
Florida
$276K +$571 +26 +0.2%
SWA
677
SFMG Wealth Advisors
Texas
$274K +$1.49K +68 +0.5%
JWCA
678
J.W. Cole Advisors
Florida
$274K -$2.77K -126 -0.9%
GCM
679
Glaxis Capital Management
Florida
$269K +$1.05K +48 +0.4%
SG
680
Somerset Group
Minnesota
$268K -$34.5K -1,572 -11%
SSB
681
Sandy Spring Bank
Maryland
$266K
IAA
682
Independent Advisor Alliance
North Carolina
$265K -$33.4K -1,520 -11%
SWM
683
Sendero Wealth Management
Texas
$265K
LFG
684
Leverty Financial Group
Wisconsin
$265K +$12K +546 +4%
CT
685
Clearstead Trust
Maine
$265K
SAG
686
SageView Advisory Group
California
$265K -$35K -1,596 -11%
FCH
687
Freestone Capital Holdings
Washington
$264K +$14.1K +642 +5%
FA
688
Fagan Associates
New York
$263K -$614 -28 -0.2%
NA
689
Nottingham Advisors
New York
$262K
YIH
690
Y-Intercept (HK)
Hong Kong
$261K +$277K +12,606 New
HWM
691
Heirloom Wealth Management
Colorado
$260K -$152K -6,944 -36%
PFA
692
Pure Financial Advisors
California
$260K -$19.4K -884 -7%
FM
693
Family Management
New York
$252K
GWA
694
Geometric Wealth Advisors
District of Columbia
$251K +$922 +42 +0.3%
CCA
695
Column Capital Advisors
Indiana
$250K
GWM
696
GSB Wealth Management
Connecticut
$246K -$49.3K -2,248 -16%
BC
697
Bowman & Company
Wisconsin
$245K +$260K +11,838 New
BAAM
698
Baker Avenue Asset Management
California
$245K -$53.8K -2,452 -17%
DBRC
699
D.B. Root & Company
Pennsylvania
$242K -$44.1K -2,008 -15%
FCC
700
Flower City Capital
New York
$241K -$2.54K -116 -1%

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.